Restricted Securities Specialist: Compliance & Reporting

711 MS Smith Barney, LLC; United States; On-site; USD 70,000 - 110,000; Full time

Benefits offered by this job

Competitive compensation

Comprehensive benefits

Job summary

Morgan Stanley in the United States is seeking an experienced professional for Executive Financial Services. You will review service requests, verify information, and coordinate with internal partners to process tasks. The role emphasizes accuracy, reporting, and guidance to clients within a compliance-focused environment.

The ideal candidate brings 2-5 years in financial services, strong Excel and data analysis skills, and the ability to resolve complex inquiries with clear documentation.

Qualifications

• Education or training equivalent to a bachelor's degree.
• Fundamental knowledge of brokerage business.
• Strong Excel and data analysis skills.

Responsibilities

• Review service requests, verify accuracy, and approve/deny based on criteria.
• Coordinate with business partners within EFS to process requests.
• Generate and analyze reports; communicate options to resolve inquiries.

Skills

Financial services experience

Excel

Data analysis

Attention to detail

Education

Bachelor's degree or equivalent

Job description

Morgan Stanley in the United States is seeking an experienced professional for Executive Financial Services. You will review service requests, verify information, and coordinate with internal partners to process tasks. The role emphasizes accuracy, reporting, and guidance to clients within a compliance-focused environment.

The ideal candidate brings 2-5 years in financial services, strong Excel and data analysis skills, and the ability to resolve complex inquiries with clear documentation.