Remote Senior Compliance Analyst – Ad Review

Cetera; Oregon; Híbrido; USD 85.000 - 100.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Health, dental, vision insurance

Paid time off

401(k) with company match

Parental leave

Mental health benefits

Employee assistance programs

Descripción de la vacante

Cetera Financial Group is seeking a Senior Compliance Analyst for Ad Review to ensure retail communications comply with firm policy, FINRA, and SEC rules. This is a remote role within the United States.

You will review communications, explain changes to submitters concisely, maintain records, and support policy questions using firm manuals. Strong knowledge of advertising compliance and FINRA registrations are required, with attention to deadlines and teamwork.

Formación

• Bachelor's degree or equivalent experience.
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Responsabilidades

• Review retail communications against applicable laws, firm policy, and regulations.
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Conocimientos

Advertising compliance

Written communication

Verbal communication

Organization

Deadline management

Educación

Bachelor's degree or equivalent experience

Descripción del empleo

Cetera Financial Group is seeking a Senior Compliance Analyst for Ad Review to ensure retail communications comply with firm policy, FINRA, and SEC rules. This is a remote role within the United States.

You will review communications, explain changes to submitters concisely, maintain records, and support policy questions using firm manuals. Strong knowledge of advertising compliance and FINRA registrations are required, with attention to deadlines and teamwork.