Remote Regulatory Architect for Global Private Markets Platform

Socket.dev; United States; Remote; USD 200,000 - 280,000; Full time

Benefits offered by this job

Remote (US timezone overlap)

Job summary

Allocator One Group is building Infra One's US operating platform and seeks a senior compliance executive to lead regulatory credibility. You will design the regulatory operating system for private funds, own SEC registration, and shape policy across multiple fund vehicles.

Experience with Advisers Act and Form ADV is essential; this role offers high autonomy, cross-functional impact, and equity considerations within a global scaling platform.

Qualifications

• 7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm.
• Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards for private fund advisers.
• Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management.
• Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards.
• Prior experience with SEC registration, Form ADV filings, and exam cycles.

Responsibilities

• Lead the SEC registration process as a private fund adviser (Form ADV Part 1A, 1B, and Part 2 Adviser Brochure) and manage ongoing compliance.
• Design and implement written compliance policies covering portfolio management, conflicts of interest, fiduciary duties, custody oversight, and AML/KYC frameworks.
• Conduct annual compliance reviews and testing; prepare SEC examination responses and handle any regulatory inquiries.
• Stay current with evolving SEC private fund rules and translate them into practical Infra One policies.

Skills

Compliance leadership

Regulatory knowledge

SEC / Advisers Act

Policy design

Cross-functional

Education

CPA

JD

CFA

Job description

Allocator One Group is building Infra One's US operating platform and seeks a senior compliance executive to lead regulatory credibility. You will design the regulatory operating system for private funds, own SEC registration, and shape policy across multiple fund vehicles.

Experience with Advisers Act and Form ADV is essential; this role offers high autonomy, cross-functional impact, and equity considerations within a global scaling platform.