Regulatory Architect for US Private Funds (Remote)

allocator

San Francisco (CA)

On-site

USD 200,000 - 280,000

Full time

14 days+
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Benefits offered by this job

Equity opportunities
20% bonus potential
Remote work flexibility

Job summary

allocator is seeking an Architect of Regulatory Credibility in San Francisco to lead SEC registration and design compliance policies for Infra One. This critical role requires 7–12 years of compliance experience, overseeing regulatory frameworks to support fund managers.

The ideal candidate will have a deep knowledge of the Advisers Act and strong communication skills to translate complex regulations into actionable policies. Offering a competitive salary of $200,000–$280,000 plus bonuses, this position promises impactful contributions to the financial services landscape.

Qualifications

  • Minimum 7 years of compliance experience at a registered investment adviser.
  • Deep understanding of SEC examination standards.
  • Experience with multi-fund governance.
  • Expertise in conflicts of interest management.

Responsibilities

  • Lead SEC registration process and manage ongoing compliance.
  • Design compliance policies and conduct audits.
  • Oversee compliance monitoring across portfolio funds.

Skills

Compliance experience
Knowledge of Advisers Act and SEC standards
Multi-fund governance
Hands-on with conflicts of interest
Familiarity with AML/KYC frameworks
Communication skills

Education

7–12 years in compliance

Job description

allocator is seeking an Architect of Regulatory Credibility in San Francisco to lead SEC registration and design compliance policies for Infra One. This critical role requires 7–12 years of compliance experience, overseeing regulatory frameworks to support fund managers.

The ideal candidate will have a deep knowledge of the Advisers Act and strong communication skills to translate complex regulations into actionable policies. Offering a competitive salary of $200,000–$280,000 plus bonuses, this position promises impactful contributions to the financial services landscape.

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