Remote Middle Office & Vendor Oversight Lead

Howard-Sloan Search; New York (NY); Hybrid; USD 100,000 - 140,000; Full time

Job summary

A financial company is seeking an Operations Supervisor to lead the supervision of outsourced activities. This is a remote role but requires 2 days a week in Stamford, CT. The successful candidate will ensure operational excellence and compliance while serving as a liaison between stakeholders and service providers. The ideal background includes an undergraduate degree and relevant experience in Fixed Income Operations at an investment bank.

Qualifications

• 3+ years’ experience in Fixed Income Operations at an investment bank.
• Understanding of general accounting principles.
• Familiar with US regulatory requirements specific to Broker Dealer Operations.

Responsibilities

• Lead day-to-day supervision of outsourced and third-party managed activities.
• Ensure operational excellence, risk management, and regulatory compliance across financial and back-office functions.
• Act as a key liaison between internal stakeholders and external service providers.
• Drive issue resolution, evaluate control effectiveness, and pursue continuous process improvement.

Skills

Leadership

Risk Management

Regulatory Compliance

Issue Resolution

Process Improvement

Education

Undergraduate Degree

Tools

FINRA Series 99

FINRA Series 7

Job description

A financial company is seeking an Operations Supervisor to lead the supervision of outsourced activities. This is a remote role but requires 2 days a week in Stamford, CT. The successful candidate will ensure operational excellence and compliance while serving as a liaison between stakeholders and service providers. The ideal background includes an undergraduate degree and relevant experience in Fixed Income Operations at an investment bank.