Remote Fintech Compliance & Controls Associate

Upstart; San Carlos (CA); On-site; USD 115,800 - 160,100; Full time

Benefits offered by this job

Competitive compensation

401(k) with company match

Employee stock purchase plan

Job summary

Upstart is seeking a Compliance & Controls Associate for its Auto Servicing area. This remote role partners with Product, Engineering, Risk, Legal, and Operations to translate regulatory requirements into practical controls and scalable processes.

You’ll build and operate first-line controls spanning servicing, repossession, recovery, and dealer oversight to support compliant, efficient operations. You’ll help design controls, monitor compliance, and drive issue remediation while collaborating

Qualifications

• 5+ years of compliance or regulatory experience in financial services.
• Experience collaborating with compliance, risk, legal and business stakeholders on regulatory initiatives.

Responsibilities

• Design, document, and operate first-line controls across auto servicing
• Support auto servicing regulatory obligations across loan servicing initiatives
• Identify compliance issues and drive remediation with action plans
• Build monitoring routines, reporting, and KPIs to surface risk
• Translate regulatory expectations into durable day-to-day practices
• Partner with Product, Engineering, Risk, Legal, Operations and 2LOD to strengthen oversight

Skills

Regulatory compliance

Auto lending

Cross-functional collaboration

Regulatory reporting

GenAI tooling

Tools

Automation tools

Data analytics

Job description

Upstart is seeking a Compliance & Controls Associate for its Auto Servicing area. This remote role partners with Product, Engineering, Risk, Legal, and Operations to translate regulatory requirements into practical controls and scalable processes.

You’ll build and operate first-line controls spanning servicing, repossession, recovery, and dealer oversight to support compliant, efficient operations. You’ll help design controls, monitor compliance, and drive issue remediation while collaborating