Remote Compliance Monitoring Associate

Gavroche; United States; Remote; USD 71.000 - 107.000; Vollzeit

Benefits dieser Stelle

401(k) matching

Medical, dental, and vision coverage

Tuition reimbursement

DoorDash DashPass

Pet insurance

LinkedIn Learning access

Zusammenfassung

OppFi is a leading tech-enabled digital finance platform offering financial products and services with a strong emphasis on financial inclusion. The Compliance team seeks a Compliance Associate to join the second-line testing program, planning and executing targeted testing, reviewing documentation, and producing reports for senior management and bank partners.

The role requires three years of regulatory compliance experience, familiarity with consumer financial regulations (TILA, ECOA, FCRA,

Qualifikationen

• Three years’ experience in regulatory compliance or state regulatory oversight with a focus on consumer lending.
• Knowledge could come from on the job experience or education, such as paralegal certification, JD, or CRCM certification.
• Experience in designing or implementing a compliance monitoring and testing program.
• Applicable knowledge of consumer financial regulations, including the Truth in Lending Act, ECOA, FCRA, UDAP/UDIRS, SCRA, EFTA, TCPA, CAN-SPAM, E-SIGN, GLBA, FDCPA.
• Ability to do root cause analysis and to learn and understand how technology infrastructure works at a level adequate to inform the root cause analysis.
• Familiarity with data queries and using SQL; experience with data tools including Snowflake, Tableau, a plus.

Aufgaben

• Second line monitoring and testing against applicable State and Federal regulations as part of our Compliance Management System.
• Assess compliance risk through analysis of accounts, policies, procedures, marketing material, complaints, reports, and more.
• Assist with and collect data, files, and other materials for monitoring and testing.
• Collaborate with various business departments and other team members in different phases of testing and monitoring (planning, execution, reporting, follow-up).
• Assess the material, report findings, provide recommendations, obtain review and approval when required.
• Work with Issues Management Team to ensure issues are recorded.
• Draft concise reports that provide value to business and management to improve compliance controls and mitigate risks.
• Assist senior leaders in process improvements for Monitoring and Testing Program.
• Assist in monitoring changes to the business to enhance testing processes.
• Monitor regulatory changes to update testing procedures to ensure compliance.

Kenntnisse

Regulatory compliance

Consumer lending knowledge

Root cause analysis

SQL familiarity

Data analysis

Regulatory frameworks

Ausbildung

Juris Doctor (JD)

CRCM certification

Paralegal certification

Tools

Snowflake

Tableau

Jobbeschreibung

OppFi is a leading tech-enabled digital finance platform offering financial products and services with a strong emphasis on financial inclusion. The Compliance team seeks a Compliance Associate to join the second-line testing program, planning and executing targeted testing, reviewing documentation, and producing reports for senior management and bank partners.

The role requires three years of regulatory compliance experience, familiarity with consumer financial regulations (TILA, ECOA, FCRA,