Regulatory Risk & Oversight Specialist

Northern Trust; Tempe (AZ); On-site; USD 110,000 - 170,000; Full time

Job summary

Northern Trust, a leading global financial services firm, seeks a Regulatory Risk Management professional to monitor and govern regulatory frameworks, coordinate governance, and oversee remediation efforts across North America. You will collaborate with multiple lines of defense and regional teams to ensure adherence to evolving requirements and sustain compliance across the business.

The role emphasizes strong analytical capabilities, clear communication with senior leaders, and the ability to

Qualifications

• Experience in regulatory, compliance or risk & control environments.
• Strong data interpretation and storytelling to convey findings.
• Ability to influence across a matrix organization and meet deadlines.

Responsibilities

• Actively support the embeddedness of the regulatory change framework and accountability models across the business.
• Partner with regulatory stakeholders to understand applicability of regulations and requirements.
• Collaborate with operational leaders to identify and implement sustainable solutions for regulatory risk issues.
• Contribute to the production and review of Regulatory Risk Management metrics for strategic alignment.
• Identify, validate and oversee remediation of hotspot regulatory risk areas impacting Asset Servicing.
• Contribute to wider Regulatory Risk Management team communications with stakeholders.
• Advise on opportunities to enhance efficiency in processes underlying the RCF.
• Assist management in achieving the company’s strategic goals.

Skills

Regulatory risk

Analytical storytelling

Stakeholder management

Cross-functional collaboration

Regulatory change tracking

Problem solving

Attention to detail

Communication skills

Adaptability

Job description

Northern Trust, a leading global financial services firm, seeks a Regulatory Risk Management professional to monitor and govern regulatory frameworks, coordinate governance, and oversee remediation efforts across North America. You will collaborate with multiple lines of defense and regional teams to ensure adherence to evolving requirements and sustain compliance across the business.

The role emphasizes strong analytical capabilities, clear communication with senior leaders, and the ability to