Regulatory Reporting VP: Lead, Controls & Analytics

SMBC Group

Charlotte (NC)

Hybrid

USD 180,000 - 240,000

Full time

3 days ago

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Benefits offered by this job

Hybrid work model

Disability accommodations during cand

Job summary

SMBC Group is seeking an experienced VP located in North Carolina to lead regulatory reporting analysis. You will oversee end-to-end production, review filings, and ensure timely submissions across multiple reports.

You will manage three analysts, drive data quality improvements, and coordinate audits with stakeholders across finance and risk. The role requires strong GAAP knowledge and familiarity with AxiomSL and related tools, plus leadership to guide cross-functional teams in a hybrid

Qualifications

Eight or more years of regulatory or financial reporting experience, with leadership responsibility.
Strong knowledge of U.S. GAAP and banking regulatory reporting requirements.
Experience with FR Y-9C, FR Y-9LP, FR Y-11; FFIEC 002/002S, FR 2644, FR 2900/2915; FFIEC 019/009; TIC or FR Y-15 is preferred.
Proven ability to manage complex deliverables, challenge reporting conclusions and drive improvements.
Excellent leadership and communication skills for senior stakeholders.

Responsibilities

Oversee end-to-end production, review and timely submission of reports for the North Carolina team.
Direct three Analysts; set production expectations and coverage across reporting cycles.
Perform management-level review of regulatory filings and submission-readiness materials.
Assess data quality issues, controls and production exceptions; drive remediation.
Coordinate regulatory examinations, audits and requests; provide accurate evidence.