Regulatory Reporting VP — Hybrid Leadership in Compliance

SMBC; Charlotte (NC); Hybrid; USD 120,000 - 180,000; Full time

Benefits offered by this job

Hybrid work model

Accommodations during candidacy

Job summary

SMBC Group is seeking an experienced Vice President for the Controllers - Regulatory Reporting Analysis Group in North Carolina. You will lead a small team, oversee end-to-end regulatory reporting, and ensure timely submissions across multiple report sets.

In a hybrid work model, you will coordinate with finance, risk, and technology to improve data quality, controls, and reporting accuracy. Advanced analytics and strong communication are essential.

Qualifications

• Eight or more years of relevant experience in regulatory reporting, financial reporting or related control function.
• Strong knowledge of U.S. GAAP, financial statements, banking products and U.S. regulatory reporting requirements.
• Experience with FR Y-9C, FR Y-9LP, FR Y-11, FFIEC 002/002S, FR 2644, FR 2900, FR 2915, FFIEC 019/009, TIC reports or FR Y-15 is preferred.
• Ability to manage complex recurring deliverables, exercise sound judgment and escalate issues appropriately.

Responsibilities

• Provide day-to-day oversight of end-to-end production, review and timely submission of reports for the North Carolina team.
• Manage and review three analysts, set expectations, and ensure coverage across reporting cycles.
• Review reconciliations, data quality, and reporting workpapers for accuracy and timeliness.
• Oversee GL reconciliations, source systems, and supporting schedules; escalate issues as needed.
• Lead process improvements, automation, and governance documentation.

Skills

Regulatory reporting

Financial reporting

Accounting

Risk reporting

Leadership

Communication

Education

Bachelor's degree in Accounting/Finance/Economics

Tools

Excel

SQL

Alteryx

Business Objects

AxiomSL

Job description

SMBC Group is seeking an experienced Vice President for the Controllers - Regulatory Reporting Analysis Group in North Carolina. You will lead a small team, oversee end-to-end regulatory reporting, and ensure timely submissions across multiple report sets.

In a hybrid work model, you will coordinate with finance, risk, and technology to improve data quality, controls, and reporting accuracy. Advanced analytics and strong communication are essential.