Regulatory Reporting Controller II – Broker Dealer

Bank of America; Charlotte (NC); On-site; USD 90,000 - 133,000; Full time

Job summary

Bank of America is seeking a Regulatory Reporting Controller II to prepare regulatory reporting for locally regulated entities including broker dealers and swap dealers. You will perform control processes, variance analysis, and data submissions with a team, communicating findings clearly.

The role requires 2+ years in accounting/finance, strong MS Excel/Office skills, and the ability to work independently. Jersey City office; 40 hours/week; pay range listed.

Qualifications

• Minimum 2 years of relevant professional experience in accounting/finance in the financial industry.
• Strong financial analytics skills with attention to detail.
• Advanced skills within the Microsoft suite specifically related to Excel, Word, and PowerPoint.
• Candidate must be able to work both independently and as team member.
• Self-Starter with strong communication and presentation skills.

Responsibilities

• Prepares complete and accurate regulatory reporting calculations in a timely manner.
• Prepares reconciliations and variance analysis for daily/monthly computations.
• Prepares and reviews trend and analytical reporting related to Broker Dealer computations.
• Works with internal controls functions and External Auditors.
• Assists with local regulators and other regulatory examination inquiries.
• Supports regulatory change projects in testing and documentation.
• Supports Operational Excellence (OpEx) initiatives to streamline processes improvements.

Skills

Analytical Thinking

Controls Management

Financial Accounting

Financial Analysis

Reporting

Attention to Detail

Oral Communications

Policies Procedures and Guidelines

Risk Management

Written Communications

Continuous Improvement

Interpret Relevant Laws Rules and Regs

Project Management

Regulatory Compliance

Stakeholder Management

Education

Bachelors' degree in Accounting/Finance

CPA or equivalent a plus

Tools

Microsoft Excel

Microsoft Word

Microsoft PowerPoint

Job description

Bank of America is seeking a Regulatory Reporting Controller II to prepare regulatory reporting for locally regulated entities including broker dealers and swap dealers. You will perform control processes, variance analysis, and data submissions with a team, communicating findings clearly.

The role requires 2+ years in accounting/finance, strong MS Excel/Office skills, and the ability to work independently. Jersey City office; 40 hours/week; pay range listed.