Regulatory Reporting Lead for Broker-Dealer Compliance

Financeroles; Florida; On-site; USD 90,000 - 133,000; Full time

Benefits offered by this job

Benefits eligible

Annual discretionary plan

Job summary

Bank of America is seeking a Regulatory Reporting Controller II to prepare regulatory reporting calculations for broker dealers and other entities. You will perform control processes, variance analyses, and data submissions for regulatory teams while collaborating with internal controls and external auditors.

The role requires strong analytical skills, proficiency in Microsoft Office, and the ability to work both independently and in a team.

Qualifications

• Minimum 2 years of relevant professional experience in accounting/finance in the financial industry.
• Strong financial analytics skills with attention to detail.
• Advanced skills within the Microsoft suite specifically related to Excel, Word, and PowerPoint.

Responsibilities

• Prepares complete and accurate regulatory reporting calculations in a timely manner.
• Prepares reconciliations and variance analysis for daily/monthly computations.
• Prepares and reviews trend and analytical reporting related to Broker Dealer computations.
• Works with internal controls functions and External Auditors.
• Assists with local regulators and other regulatory examination inquires.
• Supports regulatory change projects in testing and documentation.
• Supports Operational Excellence (OpEx) initiatives to streamline processes improvements.

Skills

Analytical Thinking

Controls Management

Financial Accounting

Financial Analysis

Reporting

Attention to Detail

Oral Communications

Policies, Procedures, and Guidelines

Risk Management

Written Communications

Continuous Improvement

Interpret Relevant Laws, Rules, andReg

Project Management

Regulatory Compliance

Stakeholder Management

Education

Bachelor's degree in Accounting/Finance

FINRA Series 99 or 27

CPA or equivalent a plus

Tools

Microsoft Excel

Microsoft Word

Microsoft PowerPoint

Job description

Bank of America is seeking a Regulatory Reporting Controller II to prepare regulatory reporting calculations for broker dealers and other entities. You will perform control processes, variance analyses, and data submissions for regulatory teams while collaborating with internal controls and external auditors.

The role requires strong analytical skills, proficiency in Microsoft Office, and the ability to work both independently and in a team.