Regulatory Counsel — Compliance & Regulatory Strategy

Populus Financial Group; Irving (TX); On-site; USD 80,000 - 110,000; Full time

Job summary

A financial services company in Irving, Texas, is seeking a Regulatory Counsel responsible for ensuring compliance with government laws and regulations. The role involves managing regulatory compliance, participating in examinations, and assisting with compliance controls. Ideal candidates are licensed attorneys with 1-3 years of regulatory compliance experience. This is a full-time position with typical hours Monday through Friday and may require additional hours as needed.

Qualifications

• 1-3 years’ experience with regulatory compliance required.
• CRCM certification is a plus.
• SharePoint proficiency is a plus.

Responsibilities

• Manage regulatory compliance in assigned jurisdictions.
• Oversee state regulatory examination processes.
• Assist in developing compliance-related controls.

Skills

Organized

Excellent communication skills

Business acumen

Customer-service oriented

Education

Licensed attorney

Tools

Microsoft Word

Excel

PowerPoint

Job description

A financial services company in Irving, Texas, is seeking a Regulatory Counsel responsible for ensuring compliance with government laws and regulations. The role involves managing regulatory compliance, participating in examinations, and assisting with compliance controls. Ideal candidates are licensed attorneys with 1-3 years of regulatory compliance experience. This is a full-time position with typical hours Monday through Friday and may require additional hours as needed.