Regulatory Counsel — Compliance & Regulatory Strategy

Populus Financial Group; Irving (TX); Vor Ort; USD 80.000 - 110.000; Vollzeit

Zusammenfassung

A financial services company in Irving, Texas, is seeking a Regulatory Counsel responsible for ensuring compliance with government laws and regulations. The role involves managing regulatory compliance, participating in examinations, and assisting with compliance controls. Ideal candidates are licensed attorneys with 1-3 years of regulatory compliance experience. This is a full-time position with typical hours Monday through Friday and may require additional hours as needed.

Qualifikationen

• 1-3 years’ experience with regulatory compliance required.
• CRCM certification is a plus.
• SharePoint proficiency is a plus.

Aufgaben

• Manage regulatory compliance in assigned jurisdictions.
• Oversee state regulatory examination processes.
• Assist in developing compliance-related controls.

Kenntnisse

Organized

Excellent communication skills

Business acumen

Customer-service oriented

Ausbildung

Licensed attorney

Tools

Microsoft Word

Excel

PowerPoint

Jobbeschreibung

A financial services company in Irving, Texas, is seeking a Regulatory Counsel responsible for ensuring compliance with government laws and regulations. The role involves managing regulatory compliance, participating in examinations, and assisting with compliance controls. Ideal candidates are licensed attorneys with 1-3 years of regulatory compliance experience. This is a full-time position with typical hours Monday through Friday and may require additional hours as needed.