Stand out for this role — generate a tailored resume and cover letter in about a minute.
Get past ATS filters
Benefits offered by this job
Medical, dental, and vision plans
401(k) matching
Vehicle purchase and lease discounts
Paid Volunteer Time Off
Six weeks of paid parental leave
Job summary
A leading financial services company in Irvine is seeking a Sr. Manager for Enterprise Compliance to design and oversee a robust compliance testing framework. The role involves developing testing methodologies, leveraging data analytics, and ensuring adherence to regulatory standards. Ideal candidates should have at least 8 years of compliance experience, strong supervisory skills, and proficiency in data tools like SQL and Python. This position offers a competitive salary and comprehensive benefits package.
Qualifications
Minimum 8 years of compliance testing and monitoring experience in financial services.
Minimum 3 years supervisory experience required.
Proficiency in SQL and data analytics tools is essential.
Responsibilities
Design and maintain a compliance testing framework.
Develop standardized methodologies and test scripts.
Ensure compliance with consumer protection regulations.
Skills
Compliance testing
Data analysis
Regulatory knowledge
Team management
Communication skills
Education
Bachelor's degree in business or related discipline
Advanced degree or compliance/risk certification
Tools
SQL
Python
SAS
Tableau
Power BI
Job description
A leading financial services company in Irvine is seeking a Sr. Manager for Enterprise Compliance to design and oversee a robust compliance testing framework. The role involves developing testing methodologies, leveraging data analytics, and ensuring adherence to regulatory standards. Ideal candidates should have at least 8 years of compliance experience, strong supervisory skills, and proficiency in data tools like SQL and Python. This position offers a competitive salary and comprehensive benefits package.