Regulatory Compliance Analyst — Listing Standards (Hybrid)

Equinix; Phoenix (AZ); Hybrid; USD 90,000 - 130,000; Full time

Job summary

Nasdaq is seeking a regulatory analyst to support the Listings Qualifications Group. The role involves analyzing financial statements, identifying issues, and coordinating with regulators like the SEC and FINRA to ensure continued listing compliance.

Responsibilities include reviewing filings, serving as the primary contact for qualifications, and supporting special projects and new listing rules. Hybrid work arrangement offers two days in the office.

Qualifications

• Experience analyzing financial statements.
• Experience coordinating with regulators (SEC, FINRA).

Responsibilities

• Review filings to verify ongoing listing compliance.
• Serve as the primary contact for listing qualifications and regulator inquiries.
• Support special projects and the adoption of new listing rules.

Skills

Financial analysis

Regulatory liaison

Regulatory coordination

Job description

Nasdaq is seeking an exceptional regulatory analyst for the Listing Qualifications Group. The role involves analyzing financial statements, identifying issues, and coordinating with regulators like the SEC and FINRA to ensure continued listing compliance.

Responsibilities include reviewing filings, serving as the primary contact for qualifications, and supporting special projects and new listing rules. Hybrid work arrangement offers two days in the office.