Regulatory Compliance Analyst — Listing Standards (Hybrid)

Equinix; Phoenix (AZ); Hybrid; USD 75,000 - 105,000; Full time

Benefits offered by this job

401(k) employer match

Employee Stock Purchase Program

Student loan repayment

Life and disability plans

Generous paid time off

Hybrid work schedule

Parental leave

Fertility benefits

Volunteer days

Education Assistance Program

Professional development opportunities

Job summary

Nasdaq is seeking an exceptional regulatory analyst for the Listing Qualifications Group. The role involves analyzing financial statements, identifying issues, and coordinating with regulators like the SEC and FINRA to ensure continued listing compliance.

Responsibilities include reviewing filings, serving as the primary contact for qualifications, and supporting special projects and new listing rules. Hybrid work arrangement offers two days in the office.

Qualifications

• Undergraduate or graduate degree in Business/Finance/Accounting/Law or related discipline.
• Excellent written and communication skills.
• Ability to read and understand financial statements.
• Familiarity with SEC filings.
• Experience Required: 1 to 3 years.

Responsibilities

• Review periodic SEC filings and other public information in a timely and thorough manner to ensure the quantitative and qualitative requirements for listing on The Nasdaq Stock Market.
• Act as the primary regulatory contact on qualifications issues for new and continued listings, answering questions concerning all Nasdaq Stock Market quantitative, qualitative and corporate governance listing standards.
• Complete regulatory referrals to other regulatory bodies.
• Assist with interpretation requests from internal and external stakeholders.
• Participate in additional projects and tasks as required.

Skills

Analyze financial statements

Regulatory knowledge

Communication skills

Teamwork

Attention to detail

Education

Bachelor's degree in Business/Finance/Accounting/Law

Job description

Nasdaq is seeking an exceptional regulatory analyst for the Listing Qualifications Group. The role involves analyzing financial statements, identifying issues, and coordinating with regulators like the SEC and FINRA to ensure continued listing compliance.

Responsibilities include reviewing filings, serving as the primary contact for qualifications, and supporting special projects and new listing rules. Hybrid work arrangement offers two days in the office.