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FINRA’s Office of General Counsel seeks a Senior Regulatory Policy Specialist to advise on rulemaking and interpretive functions, supporting attorneys and FINRA departments. The role involves research, drafting memoranda, and coordinating regulatory filings with SEC and other bodies, while maintaining compliance and policy guidance for members.
The position requires strong project management, independent work capability on complex matters, and collaboration across teams in a hybrid work
FINRA’s Office of General Counsel seeks a Senior Regulatory Policy Specialist to advise on rulemaking and interpretive functions, supporting attorneys and FINRA departments. The role involves research, drafting memoranda, and coordinating regulatory filings with SEC and other bodies, while maintaining compliance and policy guidance for members.
The position requires strong project management, independent work capability on complex matters, and collaboration across teams in a hybrid work