Hybrid Non-Financial Regulatory Reporting Analyst

Revolution Technologies; Southfield (MI); Hybrid; USD 90,000 - 130,000; Full time

Benefits offered by this job

Medical insurance

Vision insurance

Disability insurance

Job summary

A consulting firm is seeking a Regulatory Operations Analyst to support compliance with non-financial regulatory reporting requirements. This hybrid role involves collaboration with various teams and responsibilities like validating reports and interpreting regulations. Ideal candidates have regulatory experience and strong analytical skills. The position offers opportunities for extension based on performance and attendance.

Qualifications

• Experience with non-financial regulatory reporting.
• Understanding of financial markets and trading lifecycle.
• Proficiency in Microsoft Office including Excel, Access, and PowerPoint.

Responsibilities

• Produce, validate and submit non-financial regulatory reports.
• Collaborate with business units such as Trading and Compliance.
• Plan and execute remediation efforts for identified issues.

Skills

Experience with non-financial regulatory reporting requirements

Understanding of financial markets and regulatory terminology

Back office brokerage operations processes and procedures

Knowledge of FINRA, SEC and Exchange trading rules

Ability to create procedures and process documentation

Experience recommending actions to resolve gaps or mitigate risk

Microsoft Office proficiency

Strong written and verbal communication

Ability to manage multiple tasks

Strong critical thinking in a dynamic environment

Job description

A consulting firm is seeking a Regulatory Operations Analyst to support compliance with non-financial regulatory reporting requirements. This hybrid role involves collaboration with various teams and responsibilities like validating reports and interpreting regulations. Ideal candidates have regulatory experience and strong analytical skills. The position offers opportunities for extension based on performance and attendance.