Regulatory Audit Lead - Banking Compliance

HW3; Phoenix (AZ); On-site; USD 120,000 - 160,000; Full time

Job summary

HW3 is recruiting for an experienced compliance audit leader to partner with a US banking institution. The role will oversee audits from planning to reporting, contribute to the annual risk assessment and audit plan, and manage a team while working with senior leaders across Audit, Compliance, Risk and the business.

The successful candidate will bring a track record of leading audits through their full lifecycle, deep knowledge of regulatory compliance and risk-management frameworks, and proven

Qualifications

• Experience leading audits end-to-end across planning, fieldwork and reporting.
• Knowledge of regulatory compliance and risk-management frameworks.
• People-management experience and ability to develop a high-performing team.

Responsibilities

• Oversee audits from planning through reporting.
• Contribute to annual risk assessment and audit plan.
• Develop and manage audit team and capabilities.
• Collaborate with senior leaders across Audit, Compliance, Risk and the business.

Skills

Audit leadership

Regulatory compliance knowledge

Risk-management frameworks

Team leadership

Job description

HW3 is recruiting for an experienced compliance audit leader to partner with a US banking institution. The role will oversee audits from planning to reporting, contribute to the annual risk assessment and audit plan, and manage a team while working with senior leaders across Audit, Compliance, Risk and the business.

The successful candidate will bring a track record of leading audits through their full lifecycle, deep knowledge of regulatory compliance and risk-management frameworks, and proven