Registered Financial Client Services Associate

Raymond James; Atlanta (GA); On-site; USD 50,000 - 70,000; Full time

Benefits offered by this job

medical, dental, and vision

life insurance

disability benefits

retirement savings

paid time off

Job summary

Raymond James is seeking a dynamic Registered Client Service Associate to provide high-touch administrative support to Financial Advisors and clients. The role emphasizes strong communication across platforms, accurate onboarding, and meticulous task management in a fast-paced environment.

The ideal candidate will handle onboarding, account openings, asset transfers, and client communications while maintaining documentation in compliance with industry rules.

Qualifications

• High School Diploma or equivalent and 1+ years securities industry or related experience preferred.
• SIE required; Series 7; Series 63/65/66 as required by state.

Responsibilities

• Serves as first point of contact for high volume daily interactions with clients.
• Onboards new clients and opens accounts; researches client information.
• Ensures client information and documentation are current with firm requirements.
• Processes and monitors transfers of assets; tracks cash awaiting investment.
• Prepares financial reports and client meeting materials.
• Inputs orders and rebalances portfolios for Financial Advisors.
• Maintains CRM records; supports marketing efforts and client events.

Skills

CRM software

Excel

Communication

Organization

Customer service

Problem solving

Education

High School Diploma or equivalent

SIE/Series 7 knowledge

Tools

Trading platforms

Goal planning software

Job description

Raymond James is seeking a dynamic Registered Client Service Associate to provide high-touch administrative support to Financial Advisors and clients. The role emphasizes strong communication across platforms, accurate onboarding, and meticulous task management in a fast-paced environment.

The ideal candidate will handle onboarding, account openings, asset transfers, and client communications while maintaining documentation in compliance with industry rules.