Registered Client Service Associate

Wedbush; Dallas (TX); On-site; USD 85,962,000 - 94,330,000; Full time

Benefits offered by this job

Medical, dental, vision coverage

HSA contributions

FSA options

Pre-Tax commuter benefits

401(k) with matching

Job summary

Wedbush Securities in Dallas, TX is seeking a Registered Client Service Associate to support Financial Advisors and senior management. You will handle client accounts, prepare meetings, manage calendars, and coordinate travel while delivering exceptional service.

Requirements include a Bachelor’s degree, FINRA licenses (7/66 or 7/63/65), and 3+ years of experience. The role offers comprehensive benefits and a stable, professional environment in a leading securities firm.

Qualifications

• Bachelor’s degree from an accredited university.
• FINRA Series 7 and 66 OR Series 7 and 63 & 65 certifications required.
• Minimum of 3 years of professional experience preferred.
• Strong commitment to delivering exceptional customer service.
• Proficient understanding of general office procedures and office equipment.
• Expertise in Microsoft Office Suite (Word, Excel, PowerPoint).
• Professional appearance and demeanor essential.
• Positive, proactive attitude with ability to prioritize and multitask.

Responsibilities

• Provide sales and administrative support to clients and Financial Advisors.
• Maintain and update client account information, assisting Financial Advisors with specialized projects.
• Coordinate, prepare, and assist with client review meetings and new account setups.
• Organize and manage calendars, appointments, and meetings efficiently.
• Process invoices, check requests, and expense reports in a timely manner.
• Research, plan, and arrange detailed travel itineraries, compiling all necessary documents.
• Interact with clients in-person and over the phone, delivering exceptional service.
• Prepare correspondence, presentations, and reports as required.
• Track and follow up on time-sensitive tasks and deliverables.
• Answer phones, taking precise and detailed messages.
• Maintain organized files and documentation.
• Perform other duties as required.

Skills

Customer service

Office procedures

Multitasking

Professional appearance

Communication

Education

Bachelor’s Degree

Tools

Microsoft Office Suite

Job description

Job Description
Wedbush Securities is a leading securities firm and investment bank, known for delivering innovative financial solutions across our Wealth Management, Capital Markets, Futures, and Advanced Clearing & Prime Services divisions. Headquartered in Los Angeles, California, with over 100 offices and more than 80 correspondent locations nationwide, our focus on providing exceptional, personalized service has been key to our continued growth.

Job Description
Wedbush Securities is a leading securities firm and investment bank, known for delivering innovative financial solutions across our Wealth Management, Capital Markets, Futures, and Advanced Clearing & Prime Services divisions. Headquartered in Los Angeles, California, with over 100 offices and more than 80 correspondent locations nationwide, our focus on providing exceptional, personalized service has been key to our continued growth.
Our Dallas, Texas office is currently seeking a Registered Client Service Associate to provide comprehensive support to Financial Advisors and senior management.

Responsibilities Include, But Are Not Limited To

• Provide sales and administrative support to clients and Financial Advisors
• Maintain and update client account information, assisting Financial Advisors with specialized projects
• Coordinate, prepare, and assist with client review meetings and new account setups
• Organize and manage calendars, appointments, and meetings efficiently
• Process invoices, check requests, and expense reports in a timely manner
• Research, plan, and arrange detailed travel itineraries, compiling all necessary documents for travel and appointments
• Interact with clients both in-person and over the phone, delivering exceptional service
• Prepare correspondence, presentations, and reports as required
• Track and follow up on time-sensitive tasks and deliverables
• Answer phones, taking precise and detailed messages
• Maintain organized files and documentation
• Perform other duties and tasks as required and assigned

Experience And Skills

• Bachelor’s Degree from an accredited university
• FINRA Series 7 and 66 OR Series 7 and 63 & 65 certifications required
• Minimum of 3 years of professional experience preferred
• Strong commitment to delivering exceptional customer service
• Proficient understanding of general office procedures and office equipment
• Expertise in Microsoft Office Suite (Word, Excel, PowerPoint)
• Professional appearance and demeanor is essential
• Positive, proactive attitude with the ability to prioritize, multitask, and meet deadlines

What We Offer

• Comprehensive medical, dental, and vision coverage with multiple health plan options for you and your family
• Health Savings Account with company-sponsored contributions
• Flexible Spending Accounts (FSA) traditional and dependent care
• Pre-Tax Commuter Benefits
• 401(k) plan with discretionary, competitive company matching and profit-sharing contributions
• Tuition reimbursement up to $5,250/year
• 3 weeks of Paid Time Off
• 2 weeks of Paid Sick Time (may vary by location)
• 10 Paid Holidays
• Charitable Donation Matching Contributions
• Paid Leave (Parental Bonding, Military, Jury Duty, Volunteer Time Off, Disability, etc.)
• FINRA License Sponsorship
• Travel & Employee Assistance and Employee Discount Programs

The reasonable estimate of the compensation range for this role has not been adjusted for the applicable geographic location. A reasonable estimate of the current range is $30.00/hr to $32.92/hr. Colleagues may be eligible for additional, discretionary incentive compensation based on the colleague's and the firm's performance. Decisions regarding compensation are determined on a case-by-case basis and are dependent on a variety of factors including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs.

Wedbush Securities (WS) is proud to be an Equal Employment Opportunity employer. WS does not discriminate based on race, religion, color, creed, sex, sexual orientation, gender, gender identity or expression, national origin, ancestry, citizenship status, registered domestic partner status, uniform service member status, marital status, pregnancy, age, medical condition, disability, genetic information, family care or medical leave status, or any other consideration made unlawful by applicable federal, state, or local laws, or on the basis that an applicant or Colleague is perceived to have these characteristics or is associated with someone who is perceived to have these characteristics. WS aims to foster a culture of inclusion where all Colleagues are valued for their unique contributions to the firm as well as provided equal opportunities to succeed.
Wedbush uses E-Verify, an Internet-based system, to confirm the eligibility of all newly hired employees to work in the United States. Learn more about E-Verify, including your rights and responsibilities here https://www.e-verify.gov/employees/e-verify-overview.
This position is subject to various laws or regulations that impose restrictions or prohibitions for employment with Wedbush due to criminal history. Those laws or regulations include but are not limited to, the following: Securities Exchange Act of 1934 (SEA) Rule 17a-3, et. seq,, Financial Industry Regulatory Authority (FINRA) Rules 3110(e), Rule 4530(a), etc., and FINRA Regulatory Notice 07-55.