Registered Client Associate – Wealth Management

Jobtailor; Toms River (NJ); On-site; USD 60,000 - 90,000; Full time

Job summary

Jobtailor is seeking a Client Service professional in New Jersey to educate clients on banking products and services, while supporting Financial Advisors and maintaining accurate client materials.

The role emphasizes a client-centric mindset, regulatory compliance, and the ability to adapt to new platforms, with a focus on delivering timely, accurate service to clients and FA teams.

Qualifications

• FINRA SIE, Series 7 and Series 66 certifications required.
• Advanced knowledge of investment products.
• Client-centric mindset with strong work ethic.

Responsibilities

• Provides excellent client service by educating clients on the bank's services and offerings.
• Ensures timeliness, accuracy and completeness in client materials and follows up on client and Financial Advisor requests.
• Helps ensure practices align with policies to support risk and operational excellence.
• Identifies and deepens client relationships by promoting banking offerings and communicating outputs to Financial Advisors.
• Supports day-to-day team activities and coverage during absences or seasonal needs with a client-first mindset.

Skills

FINRA SIE

Series 7

Series 66

Job description

• Provides excellent Client Service to the bank's clients through educating them on all of the bank's service and banking offerings
• Ensures timeliness, accuracy, and completeness in client materials and follows up on all client and Financial Advisor (FA) requests
• Assists with ensuring practices are in alignment with the bank's policies and procedures to support operational excellence, protect the bank's clients, and manage risk
• Identifies, deepens, and maintains client relationships through emphasizing the bank's offerings and promoting incorporation of banking into day-to-day practices, while communicating outputs to the FA
• Supports day-to-day team activities and needs including covering roles in times of absence or seasonal need increases, while leading with a client first mindset

Requirements

• Currently holds FINRA Securities Industry Essentials (SIE), Series 7, and Series 66 (63 and 65 accepted in lieu of 66)
• Possesses advanced industry knowledge and an understanding of investment products
• Is an enthusiastic, highly motivated self-starter with a strong work ethic and an intense focus on results
• Demonstrates a client-centric mindset, always acting in the best interest of the client
• Has the ability to learn and adapt to new information and technology platforms

Core Competencies

Demonstrates expertise in client service and relationship management while ensuring compliance with banking policies and procedures. Holds essential FINRA certifications and possesses advanced knowledge of investment products to effectively support clients and Financial Advisors.

Highest-signal resume keywords

• FINRA Securities Industry Essentials (SIE)
• Series 7
• Series 66
• Client-Centric Mindset
• Advanced Industry Knowledge

ATS Optimization Keywords

Hard Skills

• Investment Products Knowledge
• Client Relationship Management
• Operational Excellence
• Risk Management
• Timeliness and Accuracy in Client Materials

Soft Skills

• Enthusiastic Self-Starter
• Strong Work Ethic
• Adaptability to New Information
• Results-Oriented Focus

Certifications & Qualifications

• FINRA Securities Industry Essentials (SIE)
• Series 7
• Series 66

Industry Keywords

• Client Service
• Banking Offerings
• Financial Advisor (FA) Support
• Compliance
• Operational Procedures