Registered Client Associate

UBS; Tucson (AZ); On-site; USD 60,000 - 90,000; Full time

Job summary

UBS in Tucson, AZ is seeking a Registered Client Associate to support advisers by maintaining client records, educating clients on account services, and preparing materials for client meetings.

The role requires Series 7 and 66 licenses, 3–5 years in client service in finance, a bachelor’s degree preferred, and strong communication and detail-oriented skills; proficiency in MS Office is expected.

Qualifications

• Series 7 and 66 licenses are required.
• 3–5 years of client service experience in the finance sector preferred.
• Bachelor degree is preferred.
• Excellent communication and strong interpersonal skills are essential.
• Detail oriented with high accuracy and reliability.
• Proficiency in Microsoft Office Suite is expected.

Responsibilities

• Keep management systems up-to-date with client information.
• Educate clients on account services and capabilities.
• Assist with the preparation of reports and other materials for client meetings.
• Collect the right documentation for opening new accounts and service requests.
• Plan team marketing events and maintain marketing materials.
• Provide the team with a detailed calendar of activities.

Skills

Series 7 license

Series 66 license

Client service experience

Excellent communication

Detail oriented

Microsoft Office

Education

Bachelor's degree preferred

Tools

Microsoft Office Suite

Job description

Key Responsibilities

Are you truly service oriented? Do you know how to take care of people?

We’re looking for a Registered Client Associate to:

• keep management systems up-to-date with client information
• educate clients on account services and capabilities
• help with the preparation of reports and other materials for client meetings
• collect the right documentation for opening new accounts and service requests
• plan team marketing events and maintain marketing materials
• provide the team with a detailed calendar of activities

Job Type

Full Time

Job Reference #

343100BR

City

Tucson

The team

You’ll be working in the Tucson, AZ Office. Our team is fully integrated in decision-making process from the start—applying timely research to current investment strategies, and weaving in our global outlook to help clients understand how it relates to their personal financial landscape. As a Registered Client Associate, you’ll play an important role in developing quality strategies customized to client needs.

Your Skills And Experience

• series 7 and 66 licenses
• ideally 3-5 years of experience in client service, within the finance sector
• bachelor degree preferred,
• excellent communicator, with solid interpersonal skills
• detail oriented (nothing gets past you)
• proficient in Microsoft Office Suite

About Us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe. We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves. We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.