Registered Client Associate

UBS; Seal Beach (CA); On-site; USD 65,000 - 75,000; Full time

Job summary

UBS is seeking a client service professional at our Seal Beach, California, location. In this role you will support Stumpo Sikorski Wealth Management by keeping client records current and educating clients on account services and capabilities.

You will assist in preparing reports for client meetings, gather documentation for new accounts, and help plan team marketing events while maintaining an organized calendar of activities.

Qualifications

• Series 7 and 66 licenses (for registered CSAs only).
• Ideally 3+ years of experience in client service, within the finance sector.
• Excellent communicator with strong interpersonal skills.
• Detail oriented; nothing gets past you.
• Bachelor degree in business or related field preferred.
• Proficient in Microsoft Office Suite.

Responsibilities

• Keep management systems up-to-date with client information.
• Educate clients on account services and capabilities.
• Help with the preparation of reports and other materials for client meetings.
• Collect the right documentation for opening new accounts and service requests.
• Plan team marketing events and maintain marketing materials.
• Provide the team with a detailed calendar of activities.

Skills

Excellent communicator

Detail oriented

Education

Bachelor degree preferred, focusing on business

Tools

Microsoft Office Suite

Job description

Responsibilities

• keep management systems up-to-date with client information
• educate clients on account services and capabilities
• help with the preparation of reports and other materials for client meetings
• collect the right documentation for opening new accounts and service requests
• plan team marketing events and maintain marketing materials
• provide the team with a detailed calendar of activities

Work with the Stumpo Sikorski Wealth Management team at the Seal Beach branch.

Qualifications

• Series 7 and 66 licenses (for registered CSAs only)
• Ideally 3+ years of experience in client service, within the finance sector
• Bachelor degree preferred, focusing on business
• Excellent communicator, with solid interpersonal skills
• Detail oriented (nothing gets past you)
• Proficient in Microsoft Office Suite

Job Type

Full Time

Location

Seal Beach, California, USA

Salary Information

• United States - California - Seal Beach min USD 65,000 - max USD 75,000

The expected salary for this role will be determined by relevant factors which may include but are not limited to role-required experience, qualifications, education, location and skill level. UBS offers a range of competitive benefits and variable compensation may be available.

EEO Statement

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.