Real-Time Market Surveillance Analyst

TP ICAP Group; New York (NY); Hybride; USD 125 000 - 150 000; Plein temps

Résumé du poste

TP ICAP in New York is seeking a Market Surveillance Analyst to support SEF compliance through real-time trading monitoring, review of electronic communications, and oversight of regulatory reporting.

The role requires collaboration with internal stakeholders and external regulators (CFTC, SEC, NFA), investigating market irregularities and contributing to governance, reporting, and process improvements. Strong analytical, communication, and organizational skills are essential.

Qualifications

• Bachelor's Degree or equivalent.
• Prior compliance experience in financial services.
• Excel with Pivot Tables is required.

Responsabilités

• Respond to regulatory inquiries from CFTC/SEC.
• Conduct real-time market monitoring of SEF platforms.
• Review electronic communications flagged by lexicon.
• Ensure regulatory trade reporting is accurate.
• Collaborate with teams to align SEF processes with regulations.
• Compile weekly industry comparison reports across assets.
• Coordinate with NFA on trade surveillance inquiries/ investigations.
• Other duties as assigned.

Connaissances

Teamwork

Regulatory compliance

Communication

Analytical

Formation

Bachelor's degree

Outils

Excel

Pivot Tables

Description du poste

TP ICAP in New York is seeking a Market Surveillance Analyst to support SEF compliance through real-time trading monitoring, review of electronic communications, and oversight of regulatory reporting.

The role requires collaboration with internal stakeholders and external regulators (CFTC, SEC, NFA), investigating market irregularities and contributing to governance, reporting, and process improvements. Strong analytical, communication, and organizational skills are essential.