QA & Controls Analyst (Hybrid) – Banking Compliance

Toyota; Henderson (NV); Hybrid; USD 59,000 - 97,000; Full time

Benefits offered by this job

Health insurance

401(k) Savings Plan

Relocation assistance

Paid holidays

Job summary

Toyota Financial Services (TFS) is seeking a regulatory compliance professional to support first-line QA/compliance for residential mortgage, consumer/business deposits, and commercial loans. The role emphasizes collaboration with mortgage origination/servicing teams and a hybrid work arrangement in Henderson, NV or Plano, TX.

Key duties include first-line compliance testing, QA processes, FDICIA controls, reporting, and supporting audits.Minimum 2+ years' regulatory experience and Excel

Qualifications

• 2+ years of regulatory compliance experience within a banking or financial institution regulated by FDIC, or similar regulatory body.
• Proficiency with Excel; ex: pivot tables/insert a column

Responsibilities

• First-Line Compliance: Execute first-line compliance testing for loan originations and servicing, including creation of recommended enhancements to business processes to mitigate operational or compliance risk.
• Quality Assurance & Process Improvement: Execute weekly QA processes related to deposit origination and boarding and file maintenance; manage invoice validation and remediation tracking.
• Controls & FDICIA: Assist with testing of FDICIA controls owned by the TFSB Operations Department.
• Reporting and Documentation: Assist with internal reporting for management and key stakeholders; identify trends and issues.
• Support audit and examination requests related to deposits and commercial reviews; support projects and system implementations.

Skills

Regulatory compliance

Excel (pivot tables)

Education

Associate’s degree

BA/BS degree

Job description

Toyota Financial Services (TFS) is seeking a regulatory compliance professional to support first-line QA/compliance for residential mortgage, consumer/business deposits, and commercial loans. The role emphasizes collaboration with mortgage origination/servicing teams and a hybrid work arrangement in Henderson, NV or Plano, TX.

Key duties include first-line compliance testing, QA processes, FDICIA controls, reporting, and supporting audits.Minimum 2+ years' regulatory experience and Excel