Private Wealth Supervisory Leader (Risk & Compliance)

Bank of America; Los Angeles (CA); On-site; USD 115,000 - 160,000; Full time

Job summary

Bank of America’s Merrill Private Wealth Management is seeking a Private Wealth Supervision Manager in Los Angeles. The role supervises Private Wealth Advisors, ensures compliance with laws and policies, and partners with leadership to mitigate risk while supporting ultra-high-net-worth clients.

You will lead risk controls, coach advisors, and influence client-centric wealth strategies within the MPWM organization, reporting to the BSSE and Regional MD to drive responsible growth and service

Qualifications

• Licenses required: Series 7, 66, 9, 10.
• Deep knowledge of industry regulations and supervisory requirements.
• Ability to coach advisors and mitigate risk.
• Strong communication and leadership skills.

Responsibilities

• Supervise Private Wealth Advisors to ensure client outcomes align with policies.
• Monitor risk and ensure regulatory compliance.
• Partner with Regional MD to support branch profitability.
• Coach and develop advisors in risk-aware investing.

Skills

Series 7 License

Series 66 License

Series 9/10 Licenses

Risk Management

Client Coaching

Leadership

Education

Bachelor’s degree or equivalent work experience

High School Diploma or GED

Job description

Bank of America’s Merrill Private Wealth Management is seeking a Private Wealth Supervision Manager in Los Angeles. The role supervises Private Wealth Advisors, ensures compliance with laws and policies, and partners with leadership to mitigate risk while supporting ultra-high-net-worth clients.

You will lead risk controls, coach advisors, and influence client-centric wealth strategies within the MPWM organization, reporting to the BSSE and Regional MD to drive responsible growth and service