Private Wealth Compliance Associate – Risk & Regulation

The Goldman Sachs Group; Chicago (IL); On-site; USD 65,000 - 120,000; Full time

Job summary

The Goldman Sachs Group is seeking an Associate for their Private Wealth Management Compliance team in Chicago. The role involves monitoring compliance, assessing product suitability, and advising teams on regulations.

Candidates must have a Bachelor’s degree and three years of relevant experience, with strong skills in legal and regulatory compliance. The expected salary ranges from $65,000 to $120,000, plus bonuses.

Qualifications

• Three years of relevant experience required.
• Must hold Series 7, 9 and 10 licenses or be willing to obtain them.

Responsibilities

• Monitor compliance with regulatory/internal controls.
• Assess financial product suitability relating to clients.
• Interact with business and compliance teams on a daily basis.
• Review marketing materials for compliance.
• Advise teams on regulations and policies.
• Participate in compliance projects and initiatives.

Skills

Experience with legal, regulatory and compliance issues in the financial industry

Excellent interpersonal skills

Strong analytical and risk assessment skills

Concise verbal and written communication skills

Ability to multi-task

Education

Bachelor's degree required

Job description

The Goldman Sachs Group is seeking an Associate for their Private Wealth Management Compliance team in Chicago. The role involves monitoring compliance, assessing product suitability, and advising teams on regulations.

Candidates must have a Bachelor’s degree and three years of relevant experience, with strong skills in legal and regulatory compliance. The expected salary ranges from $65,000 to $120,000, plus bonuses.