Private Wealth Compliance Associate — Chicago

Goldman Sachs Bank AG; Chicago (IL); On-site; USD 65,000 - 120,000; Full time

Benefits offered by this job

Healthcare benefits

Paid time off

Financial wellness programs

Job summary

Goldman Sachs Bank AG is seeking a Compliance Associate based in Chicago, IL, to join the Private Wealth Management team. This role involves monitoring compliance with regulations, assessing financial products for clients, and advising teams on regulatory issues. Ideal candidates will have strong interpersonal skills, three years of relevant experience, and a proactive approach.

The position offers a salary range of $65,000 to $120,000 plus eligibility for bonuses. Comprehensive benefits include healthcare, retirement plans, and wellness incentives.

Qualifications

• Three years of relevant experience.
• Hold Series 7, 9, and 10 licenses or willingness to obtain.
• Ability to work effectively with minimal supervision.

Responsibilities

• Monitor compliance with regulatory controls.
• Assess financial product suitability for clients.
• Advise on regulations, policies, and client issues.

Skills

Interpersonal skills

Experience with regulatory compliance

Analytical skills

Communication skills

Multi-tasking

Job description

Goldman Sachs Bank AG is seeking a Compliance Associate based in Chicago, IL, to join the Private Wealth Management team. This role involves monitoring compliance with regulations, assessing financial products for clients, and advising teams on regulatory issues. Ideal candidates will have strong interpersonal skills, three years of relevant experience, and a proactive approach.

The position offers a salary range of $65,000 to $120,000 plus eligibility for bonuses. Comprehensive benefits include healthcare, retirement plans, and wellness incentives.