Private Wealth Compliance Associate – Risk & Advisory

Goldman Sachs Group, Inc.; Chicago (IL); On-site; USD 65,000 - 120,000; Full time

Benefits offered by this job

Comprehensive benefits package

Competitive vacation policies

Health and wellness programs

Financial wellness and retirement planning

Job summary

Goldman Sachs Group, Inc. is searching for a Compliance Associate for its Private Wealth Management team in Chicago. The role involves monitoring compliance, assessing financial product suitability, and collaborating with various teams to ensure adherence to regulations.

Candidates should have three years of relevant experience, strong analytical skills, and be willing to hold necessary licenses. The position offers a competitive salary range of $65,000–$120,000 plus potential bonuses.

Qualifications

• Three years of relevant experience in compliance within the financial sector.
• Possession of Series 7, 9, and 10 licenses or willingness to obtain them.

Responsibilities

• Monitor compliance with regulatory and internal controls.
• Assess financial product suitability and ensure compliance.
• Interact daily with various internal teams.
• Review marketing materials for compliance.
• Advise teams on regulations and policies.

Skills

Legal and regulatory compliance

Interpersonal skills

Analytical skills

Risk assessment skills

Verbal and written communication

Job description

Goldman Sachs Group, Inc. is searching for a Compliance Associate for its Private Wealth Management team in Chicago. The role involves monitoring compliance, assessing financial product suitability, and collaborating with various teams to ensure adherence to regulations.

Candidates should have three years of relevant experience, strong analytical skills, and be willing to hold necessary licenses. The position offers a competitive salary range of $65,000–$120,000 plus potential bonuses.