VP, Private Wealth Compliance – Miami

Goldman Sachs; Miami (FL); On-site; USD 140,000 - 230,000; Full time

Job summary

Goldman Sachs Global Compliance seeks a Vice President to protect the firm’s reputation, manage risk, and enable compliant growth across markets. The role centers on monitoring regulatory activity, reviewing client suitability, and partnering with Legal, Operations, and PWM teams to uphold standards.

It offers a chance to influence compliance culture within a leading financial institution. The position requires a Bachelor’s degree and at least five years of relevant experience, with fluency in

Qualifications

• Experience with legal, regulatory and compliance issues in the financial industry.
• Excellent interpersonal skills - team player, able to influence decisions.
• Works well under pressure and has a positive, hands-on attitude.
• Ability to devise and implement creative and innovative solutions.
• Strong analytical and risk assessment skills as well as concise communication.
• Ability to speak and read Portuguese and/or Spanish.
• Quick learner and self-starter, with the ability to work effectively with minimal supervision.
• Able to multi-task and adapt to a dynamic work environment.
• Hold the Series 7, 63, 9 and 10 or be willing to pass exams.

Responsibilities

• Monitoring and surveillances focusing on regulatory and/or internal controls.
• Assessing product and transaction suitability relating to clients, ensuring compliance.
• Interacting with Florida PWM, Divisional Compliance, Legal and Operations daily.
• Reviewing marketing materials used to pitch PWM products and services.
• Advising PWM teams on regulations, policies and client issues.
• Participating in US PWM and Global Compliance projects and initiatives.

Skills

Regulatory compliance

Interpersonal skills

Under pressure

Creative solutions

Analytical skills

Portuguese/Spanish

Fast learner

Multi-tasking

Series licenses

Education

Bachelor’s degree

Job description

Goldman Sachs Global Compliance seeks a Vice President to protect the firm’s reputation, manage risk, and enable compliant growth across markets. The role centers on monitoring regulatory activity, reviewing client suitability, and partnering with Legal, Operations, and PWM teams to uphold standards.

It offers a chance to influence compliance culture within a leading financial institution. The position requires a Bachelor’s degree and at least five years of relevant experience, with fluency in