Private Client Wealth & Relationship Associate

JPMorganChase; Vista (CA); On-site; USD 65,000 - 90,000; Full time

Job summary

JPMorganChase is seeking a qualified professional to support Advisors with book of business, client relationships, and wealth planning activities. The role involves processing account openings, money movements, and investment trades, while ensuring risk and compliance procedures are followed.

Ideal candidates will hold required licenses (Series 7, SIE, Series 66, Life/Health) and demonstrate strong organizational skills to manage priorities, exceed deadlines, and contribute to a collaborative

Qualifications

• A valid and active Series 7 license is required or may be obtained within 60 days.
• If registered after Oct 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam
• A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment

Responsibilities

• Support Advisors book of business including but not limited to facilitating accurately and timely operational requests such as account opening, money movement and investment trades
• Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new lead generation
• Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; prepare timely and accurate performance reports
• Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquires
• Support business unit operational procedures and compliance requirements (e.g. completion of required operational forms and documentation)
• Prioritize daily work, track progress for current work, and consistently meet deadlines
• Maintain and foster team culture

Skills

Series 7 license

SIE exam

Series 66 license

Life and Health Insurance license

Job description

JPMorganChase is seeking a qualified professional to support Advisors with book of business, client relationships, and wealth planning activities. The role involves processing account openings, money movements, and investment trades, while ensuring risk and compliance procedures are followed.

Ideal candidates will hold required licenses (Series 7, SIE, Series 66, Life/Health) and demonstrate strong organizational skills to manage priorities, exceed deadlines, and contribute to a collaborative