Private Client Wealth Associate: Build Relationships & Invest

Aumni; Mesa (AZ); On-site; USD 85,000 - 130,000; Full time

Benefits offered by this job

Health benefits

Retirement plan

Tuition reimbursement

Job summary

J.P. Morgan Chase seeks a Private Client Investment Associate within Wealth Management to deliver client service, operational support, and wealth planning assistance to Private Client Advisors.

You will handle account openings, money movement, and investment trades while fostering strong client relationships and ensuring compliance. Responsibilities include client reviews, performance reporting, risk management and support for referral sources, with licensing requirements including Series 7 (or

Qualifications

• Active Series 7 license is required or must be obtained within 60 days of employment
• If registered after Oct 1, 2018 you must have a valid Securities Industry Essential (SIE) exam
• Active Series 66 (63/65) and Life and Health Insurance licenses must be obtained within 60 days of start

Responsibilities

• Support Advisors book of business with account openings, money movements and trades
• Build and maintain client relationships through processing requests and issue resolution
• Assist in relationship and account reviews, prepare performance reports
• Engage in risk management including KYC procedures and inquiries
• Support compliance procedures and required forms
• Prioritize daily tasks and meet deadlines
• Foster team culture

Skills

Client service

Relationship management

Regulatory awareness

Education

FINRA licenses (Series 7/66/SIE) and Life/Health

Tools

CRM systems

Trading platforms

Job description

J.P. Morgan Chase seeks a Private Client Investment Associate within Wealth Management to deliver client service, operational support, and wealth planning assistance to Private Client Advisors.

You will handle account openings, money movement, and investment trades while fostering strong client relationships and ensuring compliance. Responsibilities include client reviews, performance reporting, risk management and support for referral sources, with licensing requirements including Series 7 (or