Privacy & Compliance Program Lead (Hybrid)

Allspring Global Investments Holdings, LLC; Milwaukee (WI); Hybrid; USD 125,000 - 140,000; Full time

Job summary

Allspring Global Investments Holdings, LLC is seeking a compliance professional to lead the Global Privacy Program and support the broader Compliance Program activities. You will act as the privacy governance SME, collaborate with Legal, Technology, Risk, and business teams, and ensure personal data is handled in accordance with applicable privacy laws.

This role is hybrid, with in‑office four days per week in Milwaukee or Charlotte.

Qualifications

• 7+ years of experience in asset management compliance and/or comparable function.
• Strong understanding of and experience applying and analyzing the Investment Company Act of 1940 and Investment Advisers Act of 1940.
• BS/BA degree or higher.
• Excellent verbal, written, and interpersonal communication skills.
• Strong analytical skills with high attention to detail and accuracy.
• Strong oral/written communication and interpersonal skills; able to effectively interact with senior management, investment personnel, and clients.
• Ability to identify and manage various conflicts of interest.
• Ability to work independently and in collaboration with others in a fast‑paced, global, deadline driven environment.
• Highly motivated self‑starter able to be successful in a working environment that requires flexibility and independence with ambiguous situations and constant change to achieve desired outcome/objectives.
• Able to evaluate complex programs and initiatives and provide credible challenge to opportunities and concerns.
• Experience with issue resolution including root cause analysis, mitigation plans and remediation activities.
• Pragmatic problem‑solver, forward thinker.

Responsibilities

• Support the ongoing administration and enhancement of the Global Privacy Program.
• Review new vendors, applications, technologies, and business initiatives to ensure privacy risks, data handling practices, and information governance requirements are appropriately identified, documented, and addressed.
• Support application and vendor offboarding processes to help ensure information is retained, protected, transferred, or securely destroyed in accordance with applicable requirements.
• Serve as the subject matter expert and primary administrator for the firm's privacy governance platform, including maintaining data inventories, workflows, records, reporting, and related controls.
• Partner with Legal and business stakeholders to review contracts and agreements, helping ensure appropriate privacy, data protection, and confidentiality provisions are included and documented.
• Monitor privacy laws, regulations, and industry developments, and support the implementation of changes to policies, procedures, and controls as needed.
• Work effectively with Compliance and business line subject matter experts to implement and maintain compliance program activities.
• Lead and manage projects with minimal supervision related to new products, regulations, or procedures for the Compliance team.
• Exercise effective communication and promote positive relationships with business team members and management.
• Perform other duties as assigned

Skills

Asset management compliance

Regulatory analysis

Communication skills

Attention to detail

Independent worker

Education

BS/BA degree or higher

Job description

Allspring Global Investments Holdings, LLC is seeking a compliance professional to lead the Global Privacy Program and support the broader Compliance Program activities. You will act as the privacy governance SME, collaborate with Legal, Technology, Risk, and business teams, and ensure personal data is handled in accordance with applicable privacy laws.

This role is hybrid, with in‑office four days per week in Milwaukee or Charlotte.