Operational Risk Leader – Business Unit & Compliance

Regions Bank; Charlotte (NC); On-site; USD 106,000 - 144,000; Full time

Benefits offered by this job

401K with Company Match

Medical, Dental and Vision Benefits

Paid Vacation/Sick Time

Life Insurance

Parental Leave

Employee Assistance Program

Job summary

Regions Bank in New Orleans, LA, seeks a Business Unit Operational Risk Function Manager to oversee compliance across lines of business and coordinate risk mitigation efforts. The role interfaces with first and second lines, plus enterprise support, to ensure adherence to regulatory requirements and internal policies.

Responsibilities include reviews, documentation, regulatory reporting, risk assessments, and incident remediation. A bachelor’s degree and 7+ years in finance or risk are required.

Qualifications

• Bachelor’s degree in a related field
• Seven or more years of experience in finance, risk, or operations
• Experience with business line operations or underwriting is preferred

Responsibilities

• Conducts compliance reviews and provides oversight of legal entities, business units, and processes
• Maintains documentation and reports to management regarding compliance and potential issue
• Provides requested information to regulatory agencies and monitors compliance with applicable laws and regulations
• Guides first line, second line, and enterprise support units on risk management frameworks and assessments
• Manages multiple compliance processes and compares current processes with policy
• Coordinates business continuity plans and conducts annual training and testing

Skills

Finance/risk experience

Regulatory knowledge

Education

Bachelor’s degree in related field

Job description

Regions Bank in New Orleans, LA, seeks a Business Unit Operational Risk Function Manager to oversee compliance across lines of business and coordinate risk mitigation efforts. The role interfaces with first and second lines, plus enterprise support, to ensure adherence to regulatory requirements and internal policies.

Responsibilities include reviews, documentation, regulatory reporting, risk assessments, and incident remediation. A bachelor’s degree and 7+ years in finance or risk are required.