On-site Trading Compliance Analyst — AML & Reg Tech

OTC Markets; New York, Northern (NY, KY); Hybride; USD 90 000 - 115 000; Plein temps

Avantages offerts par ce poste

Generous PTO

Health, dental & vision coverage

HSA

FSA for dependent/healthcare

Parental leave

Annual discretionary bonus

401(k) plan

Commuter transit & parking

Income protection (life, disability)

Voluntary benefits (accident, critical

Résumé du poste

OTC Markets Group Inc. is seeking a Trading Compliance Analyst for OTC Link in New York. This full-time, on-site role supports AML and SCI initiatives, maintains supervisory procedures, and answers subscriber inquiries about platform operations.

You will collaborate with Operations, Technology, Compliance and Subscriber Services to advance regulatory examinations, audits, and testing while developing a broad view of the business.

Qualifications

• Bachelor’s degree in business, Finance, Economics, Communications, or a related field from an accredited college or university.

Responsabilités

• Assist with the development, maintenance and review of Written Supervisory Procedures (WSPs) and related compliance documentation.

Connaissances

SQL basics

Attention to detail

Project management

Analytical mindset

Written communication

Interpersonal skills

Independent and collaborative

MS Office (Excel, Word, PowerPoint)

SIE & Series 7 readiness

Formation

Bachelor’s degree in business, Finance, Economics, Communications, or related field

Outils

Microsoft Office

Excel

Description du poste

OTC Markets Group Inc. is seeking a Trading Compliance Analyst for OTC Link in New York. This full-time, on-site role supports AML and SCI initiatives, maintains supervisory procedures, and answers subscriber inquiries about platform operations.

You will collaborate with Operations, Technology, Compliance and Subscriber Services to advance regulatory examinations, audits, and testing while developing a broad view of the business.