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Benefits offered by this job
Competitive salary
Medical and dental insurance
401(k) matching program
Tuition assistance program
Employee volunteer program
Wellness program
Job summary
A financial services company in Westlake Village is seeking a Regulatory Change Management Auditor to evaluate regulatory compliance in mortgage loan servicing. Candidates should have at least 2 years of experience in related fields and a high school diploma, with a preference for a Bachelor’s degree. The role involves auditing vendor processes and collaboration with various teams. Competitive salary and benefits are offered.
Qualifications
2+ years of related experience in Regulatory Compliance, Risk Management, Internal Audit, or similar field.
High school diploma required; Bachelor’s degree in related field preferred.
Intermediate knowledge of general banking operations.
Intermediate knowledge of applicable regulatory and legal compliance obligations.
Intermediate understanding of MS Office.
Intermediate ability to foster and build relationships.
Intermediate speaking and writing communication skills.
Responsibilities
Evaluate adherence to regulatory requirements impacting mortgage loan servicing.
Audit processes of external servicing vendors.
Collaborate with compliance, legal, risk, and operational teams.
Prepare detailed audit reports outlining findings and corrective actions.
Skills
Regulatory Compliance
Risk Management
Internal Audit
Banking Operations
MS Office
Communication Skills
Education
High school diploma
Bachelor’s degree in related field
Job description
A financial services company in Westlake Village is seeking a Regulatory Change Management Auditor to evaluate regulatory compliance in mortgage loan servicing. Candidates should have at least 2 years of experience in related fields and a high school diploma, with a preference for a Bachelor’s degree. The role involves auditing vendor processes and collaboration with various teams. Competitive salary and benefits are offered.