Marketing Compliance Strategist

Apollo Global Management, Inc.; New York (NY); On-site; USD 100,000 - 120,000; Full time

Job summary

Apollo Global Management, Inc. is seeking an Analyst or Associate to join the Compliance team within Legal, Regulatory, Tax & Compliance.

You will review external communications for regulatory fit and partner with stakeholders to ensure accuracy and transparency across investment strategies and distribution channels. The role supports maintaining compliance programs, monitoring regulatory developments, and providing practical guidance on disclosure requirements.

Qualifications

• Bachelor’s degree or equivalent practical experience.
• 2–6 years of experience in a compliance, legal, or regulatory role within an investment adviser, broker-dealer, asset manager, or comparable financial institution.
• Working knowledge of U.S. securities laws and regulations applicable to marketing and advertising.
• Strong analytical skills and attention to detail.
• Clear and confident written and verbal communication skills.
• Ability to manage multiple priorities and deliver high-quality work in a deadline-driven environment.

Responsibilities

• Review and approve marketing materials, investor communications, websites, social media content, thought leadership, quarterly letters, webcasts, and other external communications to ensure compliance with applicable regulatory requirements and firm policies.
• Apply a working knowledge of SEC Marketing Rule, FINRA Rule 2210, and other relevant regulations in the review process.
• Serve as a day-to-day compliance contact for designated products, strategies, or business lines with respect to marketing and external communications.
• Partner with Product, Legal, Finance, and Marketing teams to provide clear, practical guidance on regulatory standards and disclosure requirements.
• Identify potential compliance risks or trends in marketing practices and elevate or recommend mitigation steps.
• Support maintenance of marketing metrics, reporting, and compliance testing processes.
• Assist in development, enhancement, and documentation of marketing-related compliance policies and procedures.
• Monitor and assess regulatory developments impacting marketing, advertising, and distribution activities.
• Contribute to broader compliance initiatives and special projects.

Skills

Analytical skills

Written communication

Verbal communication

Attention to detail

Time management

Education

Bachelor’s degree or equivalent practical experience

Job description

Apollo Global Management, Inc. is seeking an Analyst or Associate to join the Compliance team within Legal, Regulatory, Tax & Compliance.

You will review external communications for regulatory fit and partner with stakeholders to ensure accuracy and transparency across investment strategies and distribution channels. The role supports maintaining compliance programs, monitoring regulatory developments, and providing practical guidance on disclosure requirements.