Market Operations Director - Admin & Compliance Leader

UBS; Denver (CO); Presencial; USD 120.000 - 145.000; Jornada completa

Descripción de la vacante

UBS is seeking a Market Administrative Officer in Denver to lead the administrative and operations team within Wealth Management Americas. You will guide performance reviews, personnel decisions, and cost management while ensuring adherence to regulatory requirements and risk controls.

The role covers client account oversight, coaching on policies, and maintaining service excellence across branches. Join UBS to support high net worth clients with a collaborative, growth‑oriented team.

Formación

• Management experience as administrative manager or other substantive leadership role.
• Series 7, 66 and 9/10 licenses.
• Motivated, self-directed and driven.
• Comfortable working in partnership and able to delegate effectively.
• Skilled at creating a positive business culture (you have the human touch).

Responsabilidades

• Lead the operations and administrative team, conducting performance reviews and making personnel decisions.
• Manage administration, including facilities, and oversee overall cost management.
• Ensure all employees complete required training and receive coaching on administrative policies, procedures, risk management and compliance with legal/regulatory requirements.
• Guarantee the team meets service excellence standards.
• Oversee new client accounts, client correspondence and communications with the public.
• Act as a point of escalation for service breaks, operations issues and business continuity.

Conocimientos

Leadership experience

Series 7

Series 66

Series 9/10

Motivated

Delegation

Human touch

Descripción del empleo

UBS is seeking a Market Administrative Officer in Denver to lead the administrative and operations team within Wealth Management Americas. You will guide performance reviews, personnel decisions, and cost management while ensuring adherence to regulatory requirements and risk controls.

The role covers client account oversight, coaching on policies, and maintaining service excellence across branches. Join UBS to support high net worth clients with a collaborative, growth‑oriented team.