Market Conduct AI Trainer & Trade Surveillance Expert

Mercor; Dallas (TX); On-site; USD 90,000 - 120,000; Full time

Job summary

Obsidian is looking for a Trade Surveillance Expert to support advanced AI systems in capital markets compliance and market abuse detection in Dallas, Texas. This role involves leveraging trade surveillance expertise to evaluate trading scenarios, identify suspicious activities, and aid in AI training for financial compliance.

Ideal candidates should have over five years of relevant experience, familiarity with surveillance platforms like Nasdaq SMARTS, and a solid understanding of global regulatory frameworks.

Qualifications

• 5+ years of experience in Trade Surveillance or Regulatory Oversight.
• Hands-on experience with surveillance platforms like Nasdaq SMARTS and NICE Actimize.
• Strong understanding of SEC and FINRA regulations.

Responsibilities

• Review and analyze trading scenarios for market abuse indicators.
• Evaluate AI-generated alerts and determine further actions.
• Develop surveillance evaluation rubrics.

Skills

Trade Surveillance

Market Surveillance

Regulatory Compliance

Analytical Skills

Tools

Nasdaq SMARTS

NICE Actimize

Eventus Validus

ACA Sigma

SteelEye

eFlow

Job description

Obsidian is looking for a Trade Surveillance Expert to support advanced AI systems in capital markets compliance and market abuse detection in Dallas, Texas. This role involves leveraging trade surveillance expertise to evaluate trading scenarios, identify suspicious activities, and aid in AI training for financial compliance.

Ideal candidates should have over five years of relevant experience, familiarity with surveillance platforms like Nasdaq SMARTS, and a solid understanding of global regulatory frameworks.