Licensed Retirement Plan Advisor

Hired by Matrix, Inc; Peachtree Corners (GA); On-site; USD 85,000 - 120,000; Full time

Job summary

Matrix, Inc is seeking a Licensed Retirement Plan Advisor to join our team on-site in the United States. The role focuses on health and compliance of 401(k) plans and delivering participant education with fiduciary guidance.

You will advise on plan design, investment selection, and regulatory responsibilities, balance client relationships with business development, and lead employee education sessions and enrollments. Active Series 65/66 licenses required, and 2-5 years of related experience.

Qualifications

• Active Series 65 or 66 license required.
• 2-5 years of experience in 401(k) retirement plan services or financial advising.
• Deep understanding of ERISA regulations, 401(k) compliance, and fiduciary standards.
• Proficiency in Microsoft Office Suite and CRM software.

Responsibilities

• Advise on plan design, investment selection, and fiduciary responsibilities for assigned clients.
• Serve as main contact for plan sponsors, maintaining relationships and retention.
• Conduct employee education sessions and enrollment meetings, and deliver individual retirement readiness sessions as needed.
• Monitor plan testing and assist with annual filings and CMS disclosures.
• Assist with preparing required reports and support plan audits.
• Identify and pursue growth opportunities for the firm.
• Perform other duties as assigned.

Skills

Series 65/66

Financial advising

ERISA knowledge

Communication skills

Time management

Tools

Microsoft Office Suite

CRM software

Job description

Join a leading company in payroll, human resources, and workforce management as a Licensed Retirement Plan Advisor.

At-a-Glance

Join a leading company in payroll, human resources, and workforce management as a Licensed Retirement Plan Advisor.

Position Type

• Direct Hire
• On-Site

Required

• Active Series 65 or Series 66 license
• 2-5 years of experience in 401(k) retirement plan services or financial advising roles
• Deep understanding of ERISA regulations, 401(k) compliance, and fiduciary standards
• Proficiency in Microsoft Office Suite and CRM software

Preferences

• Professional certifications such as PHR, CRPS, or AIF

Knowledge, Skills, and Abilities

• Strong organizational and time management skills
• Ability to meet strict deadlines and work independently
• Excellent written and verbal communication skills
• Strong attention to detail
• Excellent troubleshooting and problem-solving skills

Responsibilities

• Serve as the primary consultant to retirement plan clients, overseeing the health and compliance of their 401(k) plans and providing one-on-one financial education to plan participants
• Balance client relationship management, regulatory oversight, and business development, supporting the growth of retirement plan benefits practice

Essential Duties and Responsibilities

• Advise on plan design, investment selection, and fiduciary responsibilities for assigned clients
• Act as the main point of contact for plan sponsors, maintaining relationships that drive high client retention and satisfaction
• Conduct employee education sessions and enrollment meetings, and deliver individual retirement readiness sessions as needed
• Monitor plan testing and assist with annual filings and CMS disclosures
• Assist with preparing required reports and support plan audits
• Identify and pursue growth opportunities for the firm
• Perform other duties as assigned

If your background aligns with what we’re looking for, you may receive a call from Ava, our virtual recruiter, for a brief screening conversation. Ava will ask a few questions about your experience and interest in the opportunity.
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