Licensed Retirement Plan Advisor

Kaizen Lab Inc.; Peachtree Corners (GA); Hybrid; USD 60,000 - 90,000; Full time

Job summary

Payentry is seeking a Licensed Retirement Plan Advisor to join our retirement plan benefits team. You will act as the primary consultant for clients, managing the health and compliance of their 401(k) plans and providing one-on-one financial education to employees.

The role balances relationship management, regulatory oversight, and business development. Responsibilities include advising on plan design, design reviews, fiduciary duties, and facilitating employee education sessions, enrollment

Qualifications

• Active Series 65 or 66 licensing is required.
• 2-5 years of retirement plan services or financial advising experience.
• Strong knowledge of ERISA, 401(k) compliance, and fiduciary standards.
• Ability to meet deadlines and work independently.

Responsibilities

• Serve as the plan advisor for clients, advising on plan design, investment selection, and fiduciary responsibilities.
• Be the main contact for plan sponsors to ensure retention and satisfaction.
• Identify growth opportunities for the firm.
• Conduct employee education sessions and enrollment meetings, plus retirement readiness sessions.
• Monitor plan testing, assist with annual filings and CMS disclosures.
• Assist with preparing required reports and with audits.
• Perform other duties as assigned.

Skills

Licensing: Series 65/66

Relationship management

Regulatory compliance

Independent work

Attention to detail

Education

Certifications: PHR, CRPS, AIF

Tools

MS Office

CRM software

Job description

Licensed Retirement Plan Advisor

Do you love technology? Are you looking for a great company that offers growth and skills development?

Join the Payentry Team! We are actively looking for a Licensed Retirement Plan Advisor to join our retirement plan benefits team. This role would serve as the primary consultant for our clients, managing the health and compliance of their 401(k) plans while providing one-on-one financial education to their employees. This role balances relationship management, regulatory oversight, and business development.

What You’ll Do:

• Serve as the plan advisor for clients and advise on plan design, investment selection, and fiduciary responsibilities.
• Act as the main point of contact for plan sponsors to ensure high retention and satisfaction.
• Identify growth opportunities for the firm.
• Conduct employee education sessions and enrollment meetings as well as individual retirement readiness sessions as needed.
• Monitor plan testing and assist with annual filings and CMS disclosures.
• Assist with preparing the required reports and with audits.
• Other duties as assigned.

What Do You Bring To Table:

• Licensing: Active Series 65 or 66 is required.
• 2-5 years of experience in retirement plan services or financial advising roles.
• Deep understanding of ERISA regulations, 401(k) compliance, and fiduciary standards.
• Strong organizational and time management skills
• Ability to meet strict deadlines and work independently.
• Proficiency in Microsoft Office Suite and CRM software.
• Excellent attention to detail and communication (written and verbal) skills.
• Excellent troubleshooting/ problem-solving skills
• Professional other certifications (PHR, CRPS, AIF) are a plus.

Location:

Peachtree Corners, GA, Hybrid Schedule

Total Rewards and Growth:

• A start to a career within a fast-growing company
• A competitive benefits package including medical, dental, and vision insurance for you and your family
• 100% company-paid life, short-term, and long-term disability benefits.
• 401(k) Safe Harbor plan with up to a 4% company match with vesting from day one (1).
• Generous discretionary paid time off package with immediate eligibility.

Payentry is an EEO Employer - M/F/Disability/Protected Veteran Status