Licensed Retirement Plan Advisor

Hired by Matrix, Inc.; Peachtree City (GA); On-site; USD 70,000 - 110,000; Full time

Job summary

Hired by Matrix, Inc. is recruiting for a Licensed Retirement Plan Advisor to join our payroll, benefits, and fiduciary services team on-site in Georgia. You will consult with retirement plan sponsors, ensure 401(k) plan health and compliance, and provide participant education tailored to individual needs.

The role emphasizes plan design, fiduciary duties, and client relationship management, with opportunities to grow the retirement benefits practice and engage in business development.

Qualifications

• Active Series 65 or Series 66 license.
• 2-5 years of experience in 401(k) retirement plan services or financial advising roles.
• Deep understanding of ERISA regulations, 401(k) compliance, and fiduciary standards.
• Proficiency in Microsoft Office Suite and CRM software.

Responsibilities

• Serve as the primary consultant to retirement plan clients, overseeing the health and compliance of their 401(k) plans and providing one-on-one financial education to plan participants.
• Balance client relationship management, regulatory oversight, and business development, supporting the growth of retirement plan benefits practice.
• Advise on plan design, investment selection, and fiduciary responsibilities for assigned clients.
• Act as main contact for plan sponsors, maintaining relationships that drive retention and satisfaction.
• Conduct employee education sessions and enrollment meetings, and deliver retirement readiness sessions as needed.
• Monitor plan testing and assist with annual filings and CMS disclosures.
• Assist with preparing required reports and support plan audits.
• Identify and pursue growth opportunities for the firm.
• Perform other duties as assigned.

Skills

Organization & time management

Written & verbal communication

Deadlines & independence

Detail orientation

Troubleshooting & problem solving

Tools

Microsoft Office Suite

CRM software

Job description

At-a-Glance:

Join a leading company in payroll, human resources, and workforce management as a Licensed Retirement Plan Advisor.

Position Type:

• Direct Hire
• On-Site

Required:

• Active Series 65 or Series 66 license
• 2-5 years of experience in 401(k) retirement plan services or financial advising roles
• Deep understanding of ERISA regulations, 401(k) compliance, and fiduciary standards
• Proficiency in Microsoft Office Suite and CRM software

Preferences:

• Professional certifications such as PHR, CRPS, or AIF

Knowledge, Skills, and Abilities:

• Strong organizational and time management skills
• Ability to meet strict deadlines and work independently
• Excellent written and verbal communication skills
• Strong attention to detail
• Excellent troubleshooting and problem-solving skills

Responsibilities:

• Serve as the primary consultant to retirement plan clients, overseeing the health and compliance of their 401(k) plans and providing one-on-one financial education to plan participants
• Balance client relationship management, regulatory oversight, and business development, supporting the growth of retirement plan benefits practice

Essential Duties and Responsibilities:

• Advise on plan design, investment selection, and fiduciary responsibilities for assigned clients
• Act as the main point of contact for plan sponsors, maintaining relationships that drive high client retention and satisfaction
• Conduct employee education sessions and enrollment meetings, and deliver individual retirement readiness sessions as needed
• Monitor plan testing and assist with annual filings and CMS disclosures
• Assist with preparing required reports and support plan audits
• Identify and pursue growth opportunities for the firm
• Perform other duties as assigned