Licensed Paraplanner

Ameriprise Financial Services; Campbell (CA); On-site; USD 105,000 - 115,000; Full time

Job summary

Ameriprise Financial is seeking a Licensed Paraplanner to support advisors in Campbell, CA. The role focuses on investment operations, portfolio construction, account administration, and client service to enhance the client experience.

The candidate should hold Series 7 & 66, have wealth management experience, and aspire to become a financial advisor. Strong communication and investment knowledge are essential, with familiarity to trading platforms preferred.

Qualifications

• Series 7 & 66 licensing required.
• Wealth management experience.
• Desire to become a financial advisor.
• Strong communication skills.
• Strong trading and investment knowledge.
• Organization and attention to detail required.
• Familiarity with Tompson & Vestmark trading platforms preferred, but not required.

Responsibilities

• Support advisors and deliver client experience through investment operations and research.
• Assist with portfolio construction and maintenance; administer accounts.
• Provide client service support and handle money movements, withdrawals, and RMDs/Inherited IRA RMDs.

Skills

Series 7 & 66 licensing

Wealth management experience

Desire to become a financial advisor

Strong communication skills

Strong trading and investment know-how

Organization and attention to detail

Familiarity with trading platforms (Th

Tools

Tompson & Vestmark trading platforms

Job description

At Ameriprise Financial, we're not just in the business of helping clients with their financial goals - we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you're motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.

This position is with an Ameriprise Financial Franchise owner.

Job Description

The Licensed Paraplanner plays a critical role in supporting advisors and delivering exceptional client experience through investment operations, market research, portfolio construction and maintenance, account administration, and client service support.

Investment & Portfolio Management

• Extensive trading, including writing covered calls
• Generate investment recommendations
• Monitor and rebalance portfolios
• Attach accounts to models
• Monitor cash balances and systematic distributions
• Manage maturing products
• Market research & wholesaler meetings

Client Service & Account Administration

• Assist clients with investment-related requests/inquiries
• Process money movements
• Process withdrawals
• Process RMDs/ Inherited IRA RMDs
• Assist with post-meeting client tasks

Compliance & Operations

• Maintain trading policy compliance
• Maintain personal compliance requirements including ADV brochures and licenses

Financial Planning

• Manage data updates and accuracy for foundational planning
• Assist with occasional financial planning data entry and deliverable

Insurance & Advisory Support

• Create life, disability and long-term care proposals
• Monitor insurance premiums

Qualifications

• Series 7 & 66 licensing required
• Wealth management experience
• Desire to become a financial advisor
• Strong communication skills
• Strong trading and investment knowledge
• Organization and attention to detail required
• Familiarity with Tompson & Vestmark trading platforms preferred, but not required

Base Pay Salary

The salary will be $105K-$115K/ year

Full-Time/Part-Time

Full time

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law.

We’re committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.