Licensed Paraplanner

Ameriprise Financial Services, LLC; Campbell (CA); On-site; USD 105,000 - 115,000; Full time

Job summary

Ameriprise Financial Services, LLC in Campbell, CA is seeking a Licensed Paraplanner to support advisors with investment operations, research, portfolio construction, and client service across the enterprise.

Duties include trading (covered calls), generating investment recommendations, account administration and ensuring compliance with trading policies; strong communication and wealth management experience required. This is a full-time role with base pay 105K-115K per year.

Qualifications

• Series 7 & 66 licensing required.
• Wealth management experience.
• Desire to become a financial advisor.
• Strong communication skills.
• Strong trading and investment knowledge.
• Organization and attention to detail.
• Familiarity with Tompson & Vestmark trading platforms preferred, but not required.

Responsibilities

• Investment & Portfolio Management: trading, including writing covered calls; generate investment recommendations; monitor and rebalance portfolios; attach accounts to models; monitor cash balances and distributions; manage maturing products; market research & wholesaler meetings.
• Client Service & Account Administration: assist clients with investment-related requests; process money movements; process withdrawals; process RMDs / Inherited IRA RMDs; assist with post-meeting tasks.
• Compliance & Operations: maintain trading policy compliance; maintain ADV brochures and licenses.
• Financial Planning: manage data updates and accuracy for foundational planning; assist with occasional data entry and deliverables.
• Insurance & Advisory Support: create life, disability and long-term care proposals; monitor insurance premiums.

Skills

Strong communication

Trading knowledge

Investment knowledge

Organization

Attention to detail

Wealth management experience

Tools

Tompson & Vestmark

Job description

At Ameriprise Financial, we’re not just in the business of helping clients with their financial goals – we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you’re motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.

This position is with an Ameriprise Financial Franchise owner.

Job Description

The Licensed Paraplanner plays a critical role in supporting advisors and delivering exceptional client experience through investment operations, market research, portfolio construction and maintenance, account administration, and client service support.

Investment & Portfolio Management:

• Extensive trading, including writing covered calls
• Generate investment recommendations
• Monitor and rebalance portfolios
• Attach accounts to models
• Monitor cash balances and systematic distributions
• Manage maturing products
• Market research & wholesaler meetings

Client Service & Account Administration:

• Assist clients with investment-related requests/inquiries
• Process money movements
• Process withdrawals
• Process RMDs/ Inherited IRA RMDs
• Assist with post-meeting client tasks

Compliance & Operations:

• Maintain trading policy compliance
• Maintain personal compliance requirements including ADV brochures and licenses

Financial Planning:

• Manage data updates and accuracy for foundational planning
• Assist with occasional financial planning data entry and deliverable

Insurance & Advisory Support:

• Create life, disability and long-term care proposals
• Monitor insurance premiums

Qualifications:

• Series 7 & 66 licensing required
• Wealth management experience
• Desire to become a financial advisor
• Strong communication skills
• Strong trading and investment knowledge
• Organization and attention to detail required
• Familiarity with Tompson & Vestmark trading platforms preferred, but not required

Base Pay Salary

The salary will be $105K-$115K/ year

Full-Time/Part-Time

Full time

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law.

We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.