Licensed Paraplanner

00001 Ameriprise Financial Inc; Kentucky; Vor Ort; USD 105.000 - 115.000; Vollzeit

Zusammenfassung

Ameriprise Financial in Kentucky seeks an experienced financial advisor to handle investment and portfolio management, client service, and comprehensive compliance tasks. The role requires Series 7 & 66 licenses and wealth management experience, with a focus on strong communication and trading knowledge.

The position offers base pay of $105K–$115K per year, full-time, and potential career growth through financial planning and advisory support within an Ameriprise Franchise.

Qualifikationen

• Series 7 and 66 licenses required.
• Wealth management experience.
• Willingness to become a financial advisor.
• Strong communication and trading knowledge.
• Familiarity with Tompson & Vestmark platforms preferred.

Aufgaben

• Trade extensively and manage portfolios.
• Provide investment recommendations and rebalance models.
• Assist clients with investment requests and transactions.
• Ensure compliance with trading policies and licenses.
• Support financial planning data updates and insurance planning.

Kenntnisse

Series 7 & 66 licensing

Wealth management experience

Desire to become a financial advisor

Strong communication

Trading knowledge

Investment knowledge

Organization

Attention to detail

Tompson & Vestmark

Tools

Tompson & Vestmark trading platforms

Jobbeschreibung

At Ameriprise Financial, we’re not just in the business of helping clients with their financial goals – we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you’re motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.

This position is with an Ameriprise Financial Franchise owner.

Job Description

Investment & Portfolio Management: Extensive trading, including writing covered calls Generate investment recommendations Monitor and rebalance portfolios Attach accounts to models Monitor cash balances and systematic distributions Manage maturing products Market research & wholesaler meetings Client Service & Account Administration: Assist clients with investment-related requests/inquiries Process money movements Process withdrawals Process RMDs/ Inherited IRA RMDs Assist with post-meeting client tasks Compliance & Operations: Maintain trading policy compliance Maintain personal compliance requirements including ADV brochures and licenses Financial Planning: Manage data updates and accuracy for foundational planning Assist with occasional financial planning data entry and deliverable Insurance & Advisory Support: Create life, disability and long-term care proposals Monitor insurance premiums

Qualifications:

Series 7 & 66 licensing required Wealth management experience Desire to become a financial advisor Strong communication skills Strong trading and investment knowledge Organization and attention to detail required Familiarity with Tompson & Vestmark trading platforms preferred, but not required

Base Pay Salary

The salary will be $105K-$115K/ year Full-Time/Part-Time Full time

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law. We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.

Since 1894, Ameriprise Financial has helped people feel more confident about their financial future. Guided by strong values and a deep commitment to clients, we've remained a trusted leader in financial planning and advice for more than 130 years. Through our businesses, Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance & Annuities, we deliver advice, investment and protection solutions designed for long-term success. While each business brings distinct capabilities and expertise, all are united by our unwavering focus on clients and a strong financial foundation. For you, that means the opportunity to build a meaningful career in a high-performing, collaborative culture where your expertise can grow, your contributions are valued and your work can make a real impact. As a global financial services company with three complementary businesses, the breadth of our capabilities sets us apart. It also creates unique opportunities for employees to learn, collaborate and grow their careers:

Ameriprise Financial: Financial planning, advice and wealth management.

Columbia Threadneedle Investments: Global asset management serving individual, institutional and corporate clients.

RiverSource Insurance & Annuities: Products and solutions designed to help clients protect and grow their wealth.

Explore opportunities within each business and region below. Ameriprise US | Careers Ameriprise India | Careers Columbia Threadneedle Investments US | Careers Columbia Threadneedle Investments EMEA APAC | Careers RiverSource | Careers