Licensed Paraplanner

Ameriprise Financial; Campbell (CA); On-site; USD 105,000 - 115,000; Full time

Job summary

Ameriprise Financial is seeking a Licensed Paraplanner to support advisors with investment operations, research, portfolio construction, and client service. The role requires Series 7 and 66 licensing, wealth management experience, and strong communication and analytical skills. Familiarity with Vestmark trading platforms is a plus.

This is a full-time role with a base salary of $105K-$115K per year. You will collaborate with clients and internal teams to ensure accurate data, compliant

Qualifications

• Series 7 & 66 licensing required
• Wealth management experience
• Desire to become a financial advisor
• Strong communication skills
• Strong trading and investment knowledge
• Organization and attention to detail required
• Familiarity with Tompson & Vestmark trading platforms preferred, but not required

Responsibilities

• Investment & Portfolio Management: Trading, including writing covered calls; generate investment recommendations; monitor and rebalance portfolios; attach accounts to models; monitor cash balances and distributions; manage maturing products
• Market research & wholesaler meetings: conduct research to support advisor recommendations
• Client Service & Account Administration: assist clients with investment-related requests; process money movements; process withdrawals; RMDs/Inherited IRA RMDs; support post-meeting client tasks
• Compliance & Operations: maintain trading policy compliance; keep ADV brochures and licenses up to date
• Financial Planning: manage data updates for foundational planning; occasional data entry and deliverables
• Insurance & Advisory Support: create life, disability and long-term care proposals; monitor insurance premiums

Skills

Licensing: Series 7 & 66

Wealth management experience

Strong communication skills

Strong trading & investment knowledge

Organization & attention to detail

Tools

Tompson & Vestmark trading platforms

Job description

At Ameriprise Financial, we’re not just in the business of helping clients with their financial goals – we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you’re motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.This position is with an Ameriprise Financial Franchise owner.Job DescriptionThe Licensed Paraplanner plays a critical role in supporting advisors and delivering exceptional client experience through investment operations, market research, portfolio construction and maintenance, account administration, and client service support.Investment & Portfolio Management:Extensive trading, including writing covered calls Generate investment recommendationsMonitor and rebalance portfoliosAttach accounts to models Monitor cash balances and systematic distributionsManage maturing productsMarket research & wholesaler meetingsClient Service & Account Administration:Assist clients with investment-related requests/inquiriesProcess money movementsProcess withdrawalsProcess RMDs/ Inherited IRA RMDsAssist with post-meeting client tasks Compliance & Operations:Maintain trading policy complianceMaintain personal compliance requirements including ADV brochures and licensesFinancial Planning:Manage data updates and accuracy for foundational planningAssist with occasional financial planning data entry and deliverableInsurance & Advisory Support:Create life, disability and long-term care proposalsMonitor insurance premiumsQualifications:Series 7 & 66 licensing required Wealth management experience Desire to become a financial advisor Strong communication skillsStrong trading and investment knowledgeOrganization and attention to detail requiredFamiliarity with Tompson & Vestmark trading platforms preferred, but not requiredBase Pay SalaryThe salary will be $105K-$115K/ yearFull-Time/Part-TimeFull timeAmeriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law.We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.