Licensed Investment Advisor — Hybrid Client Impact

Testing Site - JPMC; San Antonio (TX); On-site; USD 65,000 - 90,000; Full time

Benefits offered by this job

Hybrid work after training

Job summary

J.P. Morgan Wealth Management is seeking a Licensed Investment Professional to service client brokerage accounts and help clients reach their financial goals.

This role involves managing trades, IRAs, and regulatory-compliant client interactions via phone in a fast-paced environment. The ideal candidate holds Series 7 and 63 licenses, a strong compliance track record, and the ability to build partnerships across teams while handling multiple priorities.

Qualifications

• A valid and active Series 7 and Series 63.
• Strong compliance record in prior position(s).
• Ability to create and foster strong partnerships, work independently and in a team.
• Capable of managing multiple priorities in a fast-paced environment and adapting to change.
• Ability to diagnose and resolve client inquiries and requests and deepen client relationships.

Responsibilities

• Assist clients and prospects with brokerage accounts over the telephone.
• Discuss Individual Retirement Accounts (Traditional and Roth IRAs).
• Create business efficiency by answering calls quickly, identifying client needs, initiating trades, and completing service transactions.
• Document all client interactions and meet regulatory requirements.

Skills

Series 7

Series 63

Compliance

Client service

Education

Bachelor’s degree or equivalent experience

Job description

J.P. Morgan Wealth Management is seeking a Licensed Investment Professional to service client brokerage accounts and help clients reach their financial goals.

This role involves managing trades, IRAs, and regulatory-compliant client interactions via phone in a fast-paced environment. The ideal candidate holds Series 7 and 63 licenses, a strong compliance track record, and the ability to build partnerships across teams while handling multiple priorities.