Licensed Financial Client Services Associate

D.A. Davidson Companies; Lake Oswego (OR); On-site; USD 60,000 - 90,000; Full time

Benefits offered by this job

Medical, Dental and Vision

Company 401(k) and ESOP contribution

Generous sick, vacation, and maternity

Paid holidays

Professional Development Opportunities

Tuition Reimbursement

Discounted personal insurance

Charitable gift-matching program

Davidson Day of Giving

Job summary

D.A. Davidson Companies in Lake Oswego, OR is seeking an exceptional Registered Client Associate to join a high-producing team.

This role requires outstanding attention to detail, client service excellence, and the ability to balance multiple requests with integrity and confidentiality. Qualified candidates will have SIE and Series 7 licensing or the ability to obtain, plus experience in a securities environment and strong technical skills.

Qualifications

• SIE and Series 7 required, Series 66/63/65 licensing or ability to obtain
• Knowledge of securities industry and products including stocks, bonds, annuities and insurance
• 2+ years experience as a Registered Client Associate
• Post-secondary education preferred
• Solid tech skills: Word, Excel and Outlook; experience with Thomson ONE, Envestnet, CRM, Money Guide Pro preferred
• Excellent communication (written and verbal), problem solving and client service skills
• Strong attention to detail and accuracy including the ability to perform semi-advanced math
• Proven ability to manage multiple demands and competing priorities in a deadline-oriented environment
• Ability to maintain regular, predictable attendance and to work overtime as needed

Responsibilities

• Provide exceptionally professional customer service supporting client satisfaction including effectively articulating certain requirements in a regulatory environment
• Adherence to all Branch, Firm and Compliance policies, procedures, rules and regulations
• Review, maintain and process account documents and information - Inform FA of meaningful information and activities related to client accounts and transactions including suspicious activity
• Assist FA with comprehensive financial plans for current and prospective clients
• Assist FA in developing and implementing periodic client mailings, communications and events
• Facilitate the transfer of client funds and/or securities and the issuance of checks upon request
• Enter orders to include buy/sell stock and bond trades, sell stop orders, option and margin trades and mutual funds
• Provide administrative support, including but not limited to phone, correspondence, appointments, filing and other projects as assigned by the FA and/or Branch Manager
• Other projects and duties as assigned!

Skills

Communication skills

Attention to detail

Problem solving

Client service

Time management

Math accuracy

Education

Post-secondary education preferred

SIE license or licensing capability

Tools

Microsoft Word

Excel

Outlook

Thomson ONE

Envestnet

CRM

Money Guide Pro

Job description

D.A. Davidson Companies in Lake Oswego, OR is seeking an exceptional Registered Client Associate to join a high-producing team.

This role requires outstanding attention to detail, client service excellence, and the ability to balance multiple requests with integrity and confidentiality. Qualified candidates will have SIE and Series 7 licensing or the ability to obtain, plus experience in a securities environment and strong technical skills.