Investment Operations Trader

CIO Wealth Strategies, A private wealth advisory practice of Ameriprise Financial Services, LLC; Omaha (NE); On-site; USD 71,635,000 - 77,146,000; Full time

Job summary

CIO Wealth Strategies, an established wealth management practice in Omaha, is seeking a Trader to support the execution of investment transactions and provide investment operations support for Financial Advisors across the practice. The ideal candidate demonstrates strong attention to detail, sound judgment, and the ability to manage multiple priorities in a fast-paced environment.

Prior trading experience and securities licenses are preferred, but strong candidates willing to obtain licensing

Qualifications

• 1+ years of experience in trading or investment operations.
• Active FINRA Series 7 license.
• Strong understanding of investment products and securities transactions.
• Excellent organizational skills and ability to manage multiple priorities.
• Willingness to obtain required securities licenses if not currently held.

Responsibilities

• Execute client investment transactions accurately under advisor supervision.
• Process trades timely and maintain high accuracy.
• Assist with model updates, trade sheets, and portfolio maintenance.
• Review transactions for compliance with policies and regulatory requirements.
• Initiate and manage client money movement requests.
• Coordinate with Home Office on trading and operational issues.
• Provide outstanding service to advisors and clients.

Skills

Attention to detail

Organizational skills

Communication skills

Microsoft Office

Confidentiality

Regulatory compliance

Licensing willingness

Tools

Trading platforms

Portfolio management systems

Job description

CIO Wealth Strategies, an established wealth management practice in Omaha, is seeking a Trader to support the execution of investment transactions and provide investment operations support for Financial Advisors across the practice. The ideal candidate demonstrates strong attention to detail, sound judgment, and the ability to manage multiple priorities in a fast-paced environment.

Prior trading experience and securities licenses are preferred, but strong candidates willing to obtain licensing